Attached files
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EX-99.1 - EX-99.1 - CORPORATE BOND BACKED CERT TR SER 1998-CAT 1 | d54043dex991.htm |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): September 1, 2015
Lehman ABS Corporation, on behalf of:
Corporate Bond-Backed Certificates, Series 1998-CAT-1 Trust
Delaware | 001-31980 | 13-3447441 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) | ||
1271 Avenue of Americas New York, New York |
10020 | |||
(Address of Principal Executive Offices) | (Zip code) |
(646) 285-9000
(Registrants Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below):
¨ | Written communications pursuant to Rule 425 under the Securities act (17 CRF 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-12(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4)) |
The Corporate Bond-Backed Certificates, Series 1998-CAT-1 Trust, which we refer to herein as the Trust was formed pursuant to the Standard Terms for Trust Agreements, dated as of February 25, 1998, as supplemented by the Series Supplement in respect of the Trust dated as of March 31, 1998.
The Depositor is a wholly-owned, indirect subsidiary of Lehman Brothers Holdings Inc. (LBHI). On September 15, 2008 and periodically thereafter, LBHI and certain of its subsidiaries (collectively, the Debtors) commenced voluntary cases under chapter 11 of title 11 of the United States Code with the United States Bankruptcy Court for the Southern District of New York (the Bankruptcy Court) (jointly administered proceedings, In re Lehman Brothers Holdings Inc., et al., under Case Number 08-13555). LBHI and Lehman Brothers Inc., have sold since September 15, 2008 significant businesses, including the sale on September 21, 2008 of the investment banking business to Barclays Capital Inc., which business included the employees who historically conducted the Registrants business.
On December 6, 2011, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (the Plan). The Plan and the Confirmation Order were attached as Exhibit 2.1 and Exhibit 2.2, respectively, to LBHIs Current Report on Form 8-K filed with the Securities and Exchange Commission on December 14, 2011. LBHIs Current Report on Form 8-K filed with the Securities and Exchange Commission on December 14, 2011 contains a summary of the Plan.
On March 6, 2012 (the Effective Date), the Plan became effective and a notice of the Effective Date of the Plan (the Notice of Effective Date) was filed with the Bankruptcy Court.
Item 8.01 | OTHER EVENTS |
On September 1, 2015, distributions were made to the holders of the certificates issued by the Trust. Specific information with respect to the distributions is filed as Exhibit 99.1 hereto.
No other reportable transactions or matters have occurred during the current reporting period.
Caterpillar Inc., the issuer of the underlying securities, is subject to the information reporting requirements of the Securities Exchange Act of 1934, as amended (the Exchange Act). For information on the issuer of the underlying securities please see its periodic and current reports filed with the Securities and Exchange Commission (the Commission) under the issuers Exchange Act file number, 001-00768. The Commission maintains a site on the World Wide Web at http://www.sec.gov at which users can view and download copies of reports, proxy and information statements and other information filed electronically through the Electronic Data Gathering, Analysis and Retrieval system, or EDGAR. Periodic and current reports and other information required to be filed pursuant to the Exchange Act by the issuer of the underlying securities may be accessed on this site. Neither Lehman ABS Corporation nor the Trustee has participated in the preparation of such reporting documents, or made any due diligence investigation with respect to the information provided therein. Neither Lehman ABS Corporation nor the Trustee has verified the accuracy or completeness of such documents or reports. There can be no assurance that events affecting the issuer of the underlying securities or the underlying securities themselves have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above.
Item 9.01 | FINANCIAL STATEMENTS AND EXHIBITS |
(d) | The following exhibit was filed as part of this report: |
99.1 | Trustees Distribution Statement to the Corporate Bond-Backed Certificates, Series 1998-CAT-1 Trust for the period ending September 1, 2015. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: September 10, 2015 | ||||||||
Lehman ABS Corporation, as Depositor for the Trust (the Registrant) | ||||||||
By: | /s/ Michael S. Leto | |||||||
Name: | Michael S. Leto | |||||||
Title: | Chief Financial Officer and Executive Vice President |
EXHIBIT INDEX
Exhibit |
Description | |
99.1 | Trustees Distribution Statement to the Corporate Bond-Backed Certificates, Series 1998-CAT-1 Trust for the period ending September 1, 2015. |