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EX-99.1 - SWK Holdings Corpe00325_ex99-1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

  

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): August 14, 2015

 

 

SWK HOLDINGS CORPORATION

 (Exact Name of the Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

000-27163 77-0435679
(Commission File Number) (IRS Employer Identification No.)
   
14755 Preston Road, Suite 105, Dallas, TX 75254
(Address of Principal Executive Offices) (Zip Code)

 

(972) 687-7250

(Registrant’s Telephone Number, Including Area Code)

 

 

_____________________________________________________ 

(Former Name or Former Address, If Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

Item 2.02. Results of Operations and Financial Condition.

 

Attached as Exhibit 99.1 is a copy of a press release of SWK Holdings Corporation, dated August 14, 2015, reporting SWK Holdings Corporation’s financial results for the second quarter 2015. Such information, including the Exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01(d). Financial Statements and Exhibits.

 

Exhibit No.   Description
   
Exhibit 99.1   Press Release of SWK Holdings Corporation, dated August 14, 2015, reporting SWK Holdings Corporation’s financial results for the second quarter 2015.

 

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

SWK HOLDINGS CORPORATION
   
By:   /s/ J. BRETT POPE
  J. Brett Pope
  Chief Executive Officer

 

Date: August 17, 2015

 

 
 

EXHIBIT INDEX

 

Exhibit No. Description
   
Exhibit 99.1   Press Release of SWK Holdings Corporation, dated August 14, 2015, reporting SWK Holdings Corporation’s financial results for the second quarter 2015.