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EX-10.1 - EX-10.1 - Reliant Bancorp, Inc.d88557dex101.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of earliest event reported: July 23, 2015

 

 

COMMERCE UNION BANCSHARES, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Tennessee   001-37391   37-1641316

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1736 Carothers Parkway, Suite 100

Brentwood, Tennessee 37027

  37172
(Address of Principal Executive Offices)   (Zip Code)

(615) 384-3357

(Registrant’s telephone number, including area code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On July 23, 2015, the Company’s board of directors approved First Amendment (the “Amendment” ) to the Commerce Union Bancshares, Inc. Amended and Restated Stock Option Plan. The Amendment is a technical amendment to the plan that provides for the net settlement of non-qualified stock options. A copy of the Amendment is filed with this Current Report on Form 8-K as Exhibit 10.1 and is incorporated herein by reference. The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment.

Item 9.01 Financial Statements and Exhibits.

 

Exhibit
No.

  

Description

10.1    First Amendment to the Commerce Union Bancshares, Inc. Amended and Restated Stock Option Plan


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      COMMERCE UNION BANCSHARES, INC.
Date:   August 4, 2015    

/s/ William R. DeBerry

      William R. DeBerry
      Chief Executive Officer