Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - HENNESSY ADVISORS INC | v416942_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 3, 2015
HENNESSY ADVISORS, INC.
(Exact name of registrant as specified in its charter)
| California | 001-36423 | 68-0176227 |
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
|
7250 Redwood Blvd., Suite 200 Novato, California
|
94945 | |
| (Address of principal executive offices) | (Zip Code) | |
Registrant’s telephone number including area code: (415) 899-1555
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 2.02. | Results of Operations and Financial Condition |
On August 3, 2015, Hennessy Advisors, Inc. issued a press release announcing its financial results for the third quarter ended June 30, 2015. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
| Item 7.01. | Regulation FD Disclosure |
On August 3, 2015, Hennessy Advisors, Inc. issued a press release announcing that it had declared a cash dividend of $0.06 per share on its common stock, payable September 10, 2015 to shareholders of record at the close of business on August 18, 2015. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
| Item 9.01. | Financial Statements and Exhibits |
| Exhibit | Description |
| 99.1 | Press release issued August 3, 2015 by Hennessy Advisors, Inc. announcing financial results for the fiscal quarter ended June 30, 2015 and declaration of a cash dividend. |
| 2 |
signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HENNESSY ADVISORS, INC. | |||
| August 3, 2015 | By: | /s/ Neil J. Hennessy | |
| Neil J. Hennessy | |||
| President and CEO | |||
| 3 |
HENNESSY ADVISORS, INC.
Exhibit Index to Current Report on Form 8-K dated August 3, 2015
| Exhibit | Description |
| 99.1 | Press release issued August 3, 2015 by Hennessy Advisors, Inc. announcing financial results for the fiscal quarter ended June 30, 2015 and declaration of a cash dividend. |