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EX-10.1 - EXHIBIT 10.1 - OPTICAL CABLE CORPex10-1.htm
EX-99.1 - EXHIBIT 99.1 - OPTICAL CABLE CORPex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K

  


Current Report

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 14, 2015

 


OPTICAL CABLE CORPORATION

(Exact name of registrant as specified in its charter)

 

         
         
         

Virginia

 

000-27022

 

54-1237042

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

   

5290 Concourse Drive

Roanoke, VA

 

24019

(Address of principal executive offices)

 

(Zip Code)

 

(540) 265-0690

(Registrant’s telephone number, including area code)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Table of Contents 

   

Item 8.01 Other Events

3

   

Item 9.01 Financial Statements and Exhibits

3

   

Signatures

4

   

Exhibits

 

 

 
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Item 8.01 Other Events

 

On July 14, 2015, Optical Cable Corporation (“OCC®” or the “Company”) and BB&T Capital Markets, a division of BB&T Securities, LLC (“BB&T”) executed an Agreement whereby OCC will utilize BB&T to repurchase and retire up to 400,000 of the Company’s common stock (the “Agreement”), as approved by the Board of Directors of OCC. OCC anticipates that the purchases will be made during the next 24 to 36 months unless the entire number of shares expected to be purchased under the Agreement is sooner acquired. To date, there have been no purchases under the Agreement.

 

The press release announcing the repurchase plan is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

 

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

The following is filed as an Exhibit to this Report.

 

     

Exhibit No.

  

Description of Exhibit

   

10.1

 

99.1

  

10b5-1 Repurchase Agreement (FILED HEREWITH)

 

Press release dated July 14, 2015 announcing the repurchase plan (FILED HEREWITH)

 

 

 
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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

     

OPTICAL CABLE CORPORATION

   

By:

 

/s/ TRACY G. SMITH

Name:

 

Tracy G. Smith

Title:

 

Senior Vice President and Chief Financial Officer

 

 

 

 

 

 

Dated: July 14, 2015

 

 

 

 

 

 

 

 

 

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