UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 30, 2015
Nuveen Diversified Commodity Fund
(Exact name of registrant as specified in its charter)
| Delaware | 001-34879 | 27-2048014 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 333 West Wacker Drive Chicago, Illinois |
60606 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (877) 827-5920
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
The 2015 Annual Meeting of Shareholders of Nuveen Diversified Commodity Fund (NYSE MKT: CFD) (the “Fund”) was held on June 30, 2015. The only matter submitted to a vote of the security holders was a proposal for the approval and adoption of a third amendment and restatement of the current Second Amended and Restated Trust Agreement of the Fund in connection with the proposed plan to convert the Fund into an open-ended exchange-traded fund (ETF). That proposal was approved. The final result of the vote on that proposal was as follows:
| Votes For: |
4,527,113 | |||
| Votes Against: |
515,922 | |||
| Abstentions: |
171,429 | |||
| Broker Non-Votes: |
0 |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NUVEEN DIVERSIFIED COMMODITY FUND |
| By: Nuveen Commodities Asset Management, LLC, its Manager |
| Date: July 1, 2015 |
| /s/ William Adams IV |
| William Adams IV President (Principal Executive Officer) |