UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of report (date of earliest event reported):  June 11, 2015

 


 

DERMIRA, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-36668

 

27-3267680

(State or other jurisdiction of
incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer
Identification Number)

 

275 Middlefield Road, Suite 150

 

 

Menlo Park, California

 

94025

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (650) 421-7200

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

 

o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

(a) On June 11, 2015, Dermira, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). Proxies for the Annual Meeting were solicited pursuant to Regulation 14A of the Securities Exchange Act of 1934, as amended.

 

(b) The matters described below were voted on at the Annual Meeting and the number of votes cast with respect to each matter was as indicated:

 

(1) Holders of the Company’s common stock voted to elect three directors, each to serve a three-year term expiring at the 2018 annual meeting of stockholders and until such director’s successor has been duly elected and qualified or until his or her earlier resignation or removal as follows:

 

Name

 

For

 

Withheld

 

Broker Non-
Votes

 

Matthew K. Fust

 

20,259,299

 

373,716

 

309,992

 

Wende S. Hutton

 

20,260,121

 

372,894

 

309,992

 

William R. Ringo

 

20,206,131

 

426,884

 

309,992

 

 

(2) Holders of the Company’s common stock voted to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2015 as follows:

 

Shares Voted in Favor:

 

20,939,946

 

Shares Voted Against:

 

1,840

 

Shares Abstaining:

 

1,221

 

 

(3) Holders of the Company’s common stock voted to re-approve the Internal Revenue Code Section 162(m) limits of the Company’s 2014 Equity Incentive Plan as follows:

 

Shares Voted in Favor:

 

15,735,556

 

Shares Voted Against:

 

4,897,459

 

Shares Abstaining:

 

0

 

Broker Non-Votes:

 

309,992

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DERMIRA, INC.

 

 

 

 

 

Date: June 16, 2015

By:

/s/Andrew L. Guggenhime

 

Name:

Andrew L. Guggenhime

 

Title:

Chief Operating Officer and Chief Financial Officer

 

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