Fifth Street Asset Management Inc. - FORM 8-K - June 4, 2015

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM 8-K

Current Report Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act of 1934

 
Date of Report (Date of earliest event reported): June 4, 2015
Fifth Street Asset Management Inc.
(Exact name of registrant as specified in its charter)
 
Delaware 001-36701 46-5610118
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
 

777 West Putnam Avenue, 3rd Floor

Greenwich, CT 06830

  
  (Address of principal executive offices) (Zip Code)  
  (203) 681-3600  
  Registrant’s telephone number, including area code  
     
     
  (Former name or former address, if changed since last report.)  
           

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On June 4, 2015, Fifth Street Asset Management Inc. (the “Company”) held its 2015 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved two proposals. The proposals are described in detail in the proxy statement of the Company, dated April 21, 2015. As of April 9, 2015, the record date, there were 6,000,033 shares of Class A common stock and 42,856,854 shares of Class B common stock eligible to vote.

 

Proposal 1. The Company’s stockholders elected six directors of the Company, each of whom will serve until the 2016 Annual Meeting of Stockholders, or until their successors are duly elected and qualified. The tabulation of votes was:

 

Name

Votes For

Votes Against

Abstain

Broker Non-Votes

David J. Anderson 218,013,769 20,056 93,350 1,751,662
Wayne Cooper 216,130,525 1,903,300 93,350 1,751,662
Mark J. Gordon 217,998,131 35,694 93,350 1,751,662
Thomas L. Harrison 216,093,061 1,940,764 93,350 1,751,662
Frank C. Meyer 216,129,267 1,904,358 93,550 1,751,662
Leonard M. Tannenbaum 216,094,327 1,939,298 93,550 1,751,662

 

Proposal 2. The Company’s stockholders ratified the selection of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2015, as set forth below:

 

Votes For

Votes Against

Abstain

217,366,199 2,370,523 142,115

 

 
 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    FIFTH STREET ASSET MANAGEMENT INC.
     
     
Date: June 4, 2015   By:  /s/ David H. Harrison  
      Name: David H. Harrison
      Title: Executive Vice President and Secretary
           
             

 

 

 

Fifth Street Asset Management Inc. Reports