SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported)

June 3, 2015

 


 

DYNEGY INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-33443

 

20-5653152

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

601 Travis, Suite 1400, Houston, Texas

 

77002

(Address of principal executive offices)

 

(Zip Code)

 

(713) 507-6400

(Registrant’s telephone number, including area code)

 

N.A.

(Former name or former address, if changed since last report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07                             Submission of Matters to a Vote of Security Holders.

 

On June 3, 2015, Dynegy Inc. (“Dynegy”) held its 2015 Annual Meeting of Stockholders. A total of 110,705,666 shares of Dynegy’s common stock were present or represented by proxy at the meeting. During the meeting three proposals were voted upon. The votes were as follows:

 

Proposal 1 — Election of seven directors to serve until the 2016 Annual Meeting of Stockholders, or until successors have been elected or appointed.

 

DIRECTOR

 

VOTES FOR

 

VOTES
WITHHELD

 

BROKER NON-
VOTES

 

Hilary E. Ackermann

 

108,230,607

 

106,694

 

2,368,365

 

Paul M. Barbas

 

108,231,195

 

106,106

 

2,368,365

 

Robert C. Flexon

 

108,231,184

 

106,117

 

2,368,365

 

Richard Lee Kuersteiner

 

102,598,693

 

5,738,608

 

2,368,365

 

Jeffrey S. Stein

 

107,897,464

 

439,837

 

2,368,365

 

John R. Sult

 

108,231,182

 

106,119

 

2,368,365

 

Pat Wood III

 

107,239,313

 

1,097,988

 

2,368,365

 

 

Proposal 2 — Approval, on an advisory basis, of the compensation of Dynegy’s named executive officers described in Dynegy’s 2015 Proxy Statement.

 

VOTES FOR

 

VOTES AGAINST

 

ABSTENTIONS

 

BROKER NON-
VOTES

 

105,670,490

 

2,658,392

 

8,419

 

2,368,365

 

 

Proposal 3 — Ratification of the appointment of Ernst and Young LLP as Dynegy’s independent registered public accountants for the fiscal year ending December 31, 2015.

 

VOTES FOR

 

VOTES AGAINST

 

ABSTENTIONS

 

109,208,201

 

1,496,235

 

1,230

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 3, 2015

DYNEGY INC.

 

(Registrant)

 

 

 

By:

/s/ Catherine B. Callaway

 

Name:

Catherine B. Callaway

 

Title:

Executive Vice President, General Counsel and Chief Compliance Officer

 

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