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EX-99.1 - PRESS RELEASE - SharpSpring, Inc.smtp_ex99z1.htm

 



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K

CURRENT REPORT


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): May 18, 2015


SMTP, Inc.

 (Exact name of registrant as specified in its charter)


Delaware

001-36280

05-0502529

(State or other jurisdiction of Incorporation or Organization)

(Commission File Number)

(I.R.S. Employer
Identification No.)


10 Tara Blvd, Suite 430, Nashua, NH

 

03062

(Address of principal executive offices)

 

(Zip Code)


Registrant's telephone number, including area code: 877-705-9362


 

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))








 



Item 7.01 Regulation FD Disclosure


On May 18, 2015, SMTP, Inc. (NASDAQ: SMTP) (the “Company”) issued a press release announcing that it has secured a $5 million financing. The financing was led by the Company’s two largest institutional investors, Special Situations Fund and Bard Associates. The original owners of SharpSpring LLC (which was acquired by the Company in 2014) also participated in the financing by exchanging $3 million in anticipated future earn-out cash payments, pursuant to that certain Asset Purchase Agreement dated August 12, 2014, for the Company’s common stock. The full text of the press release is attached as Exhibit 99.1 to this report.


In accordance with General Instruction B.2 of Form 8-K, the foregoing information, including Exhibit 99.1 shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, nor shall such information and Exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.


Item 9.01

Financial Statements and Exhibits


(d)  Exhibits.


Exhibit No.

Description

99.1

Press Release dated May 18, 2015








 



SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


SMTP, INC.

 

 

 

 

By:

/s/ Edward Lawton

 

 

Edward Lawton

 

 

Chief Financial Officer

 



Dated: May 18, 2015