UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 14, 2015 (May 13, 2015)
ANTHEM, INC.
(Exact name of registrant as specified in its charter)
| Indiana | 001-16751 | 35-2145715 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
120 Monument Circle
Indianapolis, IN 46204
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (317) 488-6000
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 5 – Corporate Governance and Management.
Item 5.07 Submission of Matters to a Vote of Security Holders
Anthem, Inc. (the “Company”) held its Annual Meeting of Shareholders on May 13, 2015. The shareholders of the Company voted as follows on the matters set forth below.
| 1. | Election of Directors. The following nominees for director were elected to serve three-year terms to expire at the annual meeting of shareholders in 2018, based on the following votes: |
| Nominee |
For | Against | Abstain | Broker Non-Votes |
||||||||||||
| Julie A. Hill |
209,932,892 | 1,505,273 | 842,048 | 14,556,512 | ||||||||||||
| Ramiro G. Peru |
210,123,782 | 1,209,788 | 946,643 | 14,556,512 | ||||||||||||
John H. Short’s candidacy for re-election was withdrawn due to his passing away on April 10, 2015.
| 2. | Ratification of the Appointment of Ernst & Young LLP. The appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2015 was ratified based upon the following votes: |
| For |
Against |
Abstain | ||
| 223,633,956 | 2,441,195 | 761,574 | ||
| 3. | Advisory approval of the Company’s executive compensation. The shareholders approved the advisory vote on the compensation of the Company’s Named Executive Officers based upon the following votes: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 205,725,671 | 5,301,058 | 1,253,483 | 14,556,513 | |||
| 4. | Shareholder proposal requesting that the Directors be elected annually (with implementation deferred until such time as it would not interfere with the Company’s existing contractual obligations). The shareholder proposal was approved based on the following votes: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 148,675,840 | 57,750,302 | 3,058,216 | 17,352,367 | |||
| 5. | Shareholder proposal requesting the Board of Directors to amend the By-Laws to allow proxy access. The shareholder proposal was approved based on the following votes: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 140,466,152 | 70,697,196 | 1,116,865 | 14,556,512 | |||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 14, 2015
| ANTHEM, INC. | ||
| By: | /s/ Kathleen S. Kiefer | |
| Name: | Kathleen S. Kiefer | |
| Title: | Corporate Secretary | |
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