UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

 

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) May 8, 2015

TRI Pointe Homes, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

1-35796

 

27-3201111

 

(State or Other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

19540 Jamboree Road, Suite 300, Irvine, California

 

92612

 

(Address of principal executive offices)

 

(Zip Code)

 

 

Registrant's telephone number, including area code (949) 438-1400

Not Applicable

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

 

The annual meeting of stockholders of TRI Pointe Homes, Inc. (the “Company”) was held on May 8, 2015 (“Annual Meeting”). A total of 126,914,541 shares of the Company’s common stock were present or represented by proxy at the Annual Meeting, representing more than 78% of the Company’s shares outstanding as of the March 13, 2015 record date. The matters submitted for a vote and the related results are set forth below.

 

 

Proposal No. 1 – Election of nine nominees to serve as directors:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Votes For

 

 

 

Votes Withheld

 

 

Broker
Non-Votes

 

Douglas F. Bauer

 

117,984,961

 

 

 

 

485,963

 

 

 

8,443,617

 

 

Lawrence B. Burrows

 

113,640,561

 

 

 

 

4,830,363

 

 

 

8,443,617

 

 

Daniel S. Fulton

 

110,060,135

 

 

 

 

8,410,789

 

 

 

8,443,617

 

 

Kristen F. Gannon

 

117,998,677

 

 

 

 

472,247

 

 

 

8,443,617

 

 

Steven J. Gilbert

 

114,941,900

 

 

 

 

3,529,024

 

 

 

8,443,617

 

 

Christopher D. Graham

 

114,962,038

 

 

 

 

3,508,846

 

 

 

8,443,657

 

 

Constance B. Moore

 

117,998,130

 

 

 

 

472,794

 

 

 

8,443,617

 

 

Thomas B. Rogers

 

117,990,311

 

 

 

 

480,613

 

 

 

8,443,617

 

 

Barry S. Sternlicht

 

75,965,077

 

 

 

 

42,505,847

 

 

 

8,443,617

 

 

 

 

 

 

Votes
For

 

Votes
Against

 

Votes
Abstained

 

Proposal No. 2 – Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm.

 

126,679,480

 

54,854

 

180,207

 

 

 

Based on the foregoing votes, all nine nominees were elected and Proposal No. 2 was approved.

 


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  May 11, 2015

 

 

 

TRI Pointe Homes, Inc.

 

 

 

 

 

By

 

/s/ Bradley W. Blank

 

 

Bradley W. Blank,

VP, General Counsel and Secretary

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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