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EX-99 - EXHIBIT 99 - UCP, Inc.a03312015ucppressrelease.htm


    
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________

FORM 8-K

_________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 11, 2015
_________________________


UCP, Inc.
(Exact name of registrant as specified in its charter)
_________________________
Delaware
(State or other jurisdiction of
incorporation)
001-36001
(Commission File Number)
90-0978085
(I.R.S. Employer
Identification No.)
 
 
 
 
99 Almaden Boulevard
Suite 400
San Jose, California
(Address of principal executive offices)
95113
(Zip code)

(408) 207-9499
(Registrant's telephone number, including area code)


(Former name or former address, if changed since last report.)
________________________
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
□    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 2.02    Results of Operations and Financial Condition.

UCP, Inc. issued a press release on May 11, 2015 announcing its financial results for the three months ended March 31, 2015.  The press release is attached hereto as Exhibit 99.1.

The information in Item 2.02 of this report, including the exhibit hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of Section 18, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended or the Exchange Act, except to the extent, if any, expressly set forth by specific reference in such filing.


Item 9.01    Financial Statements and Exhibits.


(d)    Exhibits

Exhibit Number
 
Description
99.1
 
Press Release of UCP, Inc. dated May 11, 2015 (financial results for the three months ended March 31, 2015).











SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 11, 2015
UCP, Inc.
By:
/s/ William J. La Herran    
Name:    William J. La Herran
Title:
Chief Financial Officer
and Treasurer






EXHIBIT INDEX
Exhibit Number
 
Description
99.1
 
Press Release of UCP, Inc. dated May 11, 2015 (financial results for the three months ended March 31, 2015).