Attached files

file filename
EX-4.1 - INDENTURE, DATED MARCH 23, 2015 - Alpha Natural Resources, Inc.anr-201533110qexhibit41.htm
EX-12.1 - COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES - Alpha Natural Resources, Inc.anr-201533110qexhibit121.htm
EX-10.1 - OTHER SECOND-LIEN OBLIGATIONS JOINDER AGREEMENT DATED AS OF MARCH 23, 2015 - Alpha Natural Resources, Inc.anr-201533110qexhibit101.htm
EX-32.(A) - CERTIFICATION PURSUANT TO 18 USC 1350 - Alpha Natural Resources, Inc.anr-2015331x10qexhibit32a.htm
EX-31.(B) - CERTIFICATION PURSUANT TO RULE 13A-14(A) UNDER THE SECURITIES EXCHANGE ACT - Alpha Natural Resources, Inc.anr-2015331x10qexhibit31b.htm
EX-12.2 - COMPUTATION OF OTHER RATIOS - Alpha Natural Resources, Inc.anr-2015331x10qexhibit122.htm
EX-32.(B) - CERTIFICATION PURSUANT TO 18 USC 1350 - Alpha Natural Resources, Inc.anr-2015331x10qexhibit32b.htm
EX-31.(A) - CERTIFICATION PURSUANT TO RULE 13A-14(A) UNDER THE SECURITIES EXCHANGE ACT - Alpha Natural Resources, Inc.anr-2015331x10qexhibit31a.htm
EXCEL - IDEA: XBRL DOCUMENT - Alpha Natural Resources, Inc.Financial_Report.xls
10-Q - 10-Q - Alpha Natural Resources, Inc.anr-2015331x10q.htm
EX-10.4 - CASH-SETTLED RESTRICTED UNIT AWARD FOR EMPLOYEES UNDER THE 2012 LTIP - Alpha Natural Resources, Inc.anr-201533110qexhibit104.htm


Exhibit 95

Mine Safety and Health Administration Data


Our subsidiaries' mining operations have consistently been recognized with numerous local, state and national awards over the years for outstanding safety performance.

Our Running Right safety process involves all employees in accident prevention and continuous improvement. Safety leadership and training programs are based upon the concepts of situational awareness and observation, changing behaviors and, most importantly, employee involvement. The core elements of our behavior-based safety training include identification of critical behaviors, frequency of those behaviors, employee feedback and removal of barriers for continuous improvement. 

The Running Right program empowers all employees to champion the safety process. Every person is challenged to identify hazards and initiate corrective actions. Reporting is anonymous, allowing hazards to be dealt with in a timely manner.

All levels of the organization are expected to be proactive and commit to perpetual improvement, implementing new safety processes that promote a safe and healthy work environment.

Our subsidiaries operate multiple mining complexes in six states and are regulated by both the U.S. Mine Safety and Health Administration (“MSHA”) and state regulatory agencies. As described in more detail in the “Environmental and Other Regulatory Matters” section of our Annual Report on Form 10-K for the year ended December 31, 2014, the Federal Mine Safety and Health Act of 1977, as amended (the “Mine Act”), among other federal and state laws and regulations, imposes stringent safety and health standards on all aspects of mining operations. Regulatory inspections are mandated by these agencies with thousands of inspection shifts at our properties each year. Citations and compliance metrics at each of our mines and coal preparation facilities vary due to the size and type of the operation. We endeavor to conduct our mining and other operations in compliance with all applicable federal, state and local laws and regulations. However, violations occur from time to time. None of the violations identified or the monetary penalties assessed upon us set forth in the tables below have been material.


































For purposes of reporting regulatory matters under Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), we include the following table that sets forth the total number of specific citations and orders and the total dollar value of the proposed civil penalty assessments that were issued by MSHA during the current reporting period for each of our subsidiaries that is a coal mine operator, by individual mine. None of the mines operated by our subsidiaries received written notice from MSHA during the current reporting period of a pattern of violations under Section 104(e) of the Mine Act.
MSHA Mine ID
 
Operator
 
Significant and
Substantial
Citations Issued
(Section 104 of
the Mine Act)
*Excludes 104(d)
citations/ orders
 
Failure to Abate
Orders (Section
104(b) of the
Mine Act)
 
Unwarrantable
Failure
Citations/
Orders Issued
(Section 104(d)
of the Mine Act)
 
Flagrant
Violations
(Section
110(b)(2) of the
Mine Act)
 
Imminent
Danger Orders
Issued (Section
107(a) of the
Mine Act)
 
Dollar Value of
Proposed Civil
Penalty
Assessments (in
Thousands)  (1) (3)
 
Mining Related
Fatalities (4)
4606870
 
Alex Energy Inc
 
 
 
 
 
 
$
 
4608787
 
Alex Energy Inc
 
4
 
 
 
 
 
$
0.94
 
4608977
 
Alex Energy Inc
 
1
 
 
 
 
 
$
1.11
 
4607537
 
Alex Energy Inc.
 
 
 
 
 
 
$
 
4608961
 
Alex Energy Inc.
 
 
 
 
 
 
$
 
4800732
 
Alpha Coal West, Inc.
 
3
 
 
 
 
 
$
 
4801078
 
Alpha Coal West, Inc.
 
4
 
 
 
 
 
$
 
4607897
 
Aracoma Coal Company
 
 
 
 
 
 
$
 
4608019
 
Aracoma Coal Company
 
 
 
 
 
 
$
 
4609299
 
Aracoma Coal Company
 
 
 
 
 
 
$
 
4609361
 
Aracoma Coal Company
 
2
 
 
 
 
 
$
0.21
 
4608224
 
Aracoma Coal Company Inc
 
 
 
 
 
 
$
 
4608801
 
Aracoma Coal Company Inc
 
14
 
 
 
 
 
$
10.83
 
4608802
 
Aracoma Coal Company Inc
 
2
 
 
 
 
 
$
1.46
 
4605086
 
Bandmill Coal Corp
 
 
 
 
 
 
$
0.20
 
4608263
 
Bandmill Coal Corp
 
 
 
 
 
 
$
 
4605992
 
Black Castle Mining Company, Inc.
 
 
 
 
 
 
$
2.06
 
4607938
 
Black Castle Mining Company, Inc.
 
1
 
 
 
 
 
$
 
4606045
 
Brooks Run Mining Company LLC
 
 
 
 
 
 
$
 
4606213
 
Brooks Run Mining Company LLC
 
 
 
 
 
 
$
 
 
 
4608885
 
Brooks Run Mining Company LLC
 
3
 
 
1
 
 
 
$
7.37
 
4609036
 
Brooks Run Mining Company LLC
 
 
 
 
 
 
$
 
4609133
 
Brooks Run Mining Company LLC
 
 
 
 
 
 
$
3.41
 
4609353
 
Brooks Run Mining Company LLC
 
1
 
 
 
 
 
$
4.47
 
4609351
 
Brooks Run Mining Company LLC
 
 
 
 
 
 
$
0.74
 
4609371
 
Brooks Run Mining Company, LLC
 
 
 
 
 
 
$
 





4606263
 
Brooks Run South Mining, LLC
 
4
 
 
 
 
 
$
39.39
 
4607985
 
Brooks Run South Mining, LLC
 
 
 
 
 
 
$
 
4608730
 
Brooks Run South Mining, LLC
 
 
 
 
 
 
$
0.19
 
4609066
 
Brooks Run South Mining, LLC
 
1
 
 
 
 
 
$
2.24
 
4609301
 
Brooks Run South Mining, LLC
 
 
 
 
 
 
$
0.40
 
4609348
 
Brooks Run South Mining, LLC
 
5
 
 
 
 
 
$
10.56
 
4609387
 
Brooks Run South Mining, LLC
 
4
 
 
 
 
 
$
3.14
 
4608829
 
Brooks Run South Mining,LLC
 
3
 
 
 
 
 
$
4.66
 
1510753
 
Clean Energy Mining Co.
 
 
 
 
 
 
$
0.10
 
1517935
 
Clean Energy Mining Co.
 
 
 
 
 
 
$
 
1519360
 
Coalgood Energy Co
 
 
 
 
 
 
$
 
4607484
 
Cobra Natural Resources LLC
 
 
 
 
 
 
$
 
3605018
 
Cumberland Coal Resources LP
 
16
 
 
 
 
 
$
77.59
 
4605649
 
Delbarton Mining Company
 
 
 
 
 
 
$
1.48
 
4406864
 
Dickenson-Russell Coal Co LLC
 
 
 
 
 
 
$
162.19
 
4407146
 
Dickenson-Russell Coal Co LLC
 
 
 
 
 
 
$
0.45
 
4405311
 
Dickenson-Russell Coal Co., LLC
 
3
 
 
 
 
 
$
0.84
 
4400271
 
Dickenson-Russell Coal Company LLC
 
 
 
 
 
 
$
 
4402277
 
Dickenson-Russell Coal Company, LLC
 
 
 
 
 
 
$
 
4406444
 
Dickenson-Russell Coal Company, LLC
 
 
 
 
 
 
$
0.88
 
4609163
 
Elk Run Coal Company
 
11
 
 
 
 
 
$
630.75
 
4609293
 
Elk Run Coal Company
 
12
 
 
 
 
 
$
70.15
 
4606188
 
Elk Run Coal Company Inc
 
 
 
 
 
 
$
0.10
 
4607009
 
Elk Run Coal Company Inc
 
9
 
 
 
 
 
$
6.49
 
4608108
 
Elk Run Coal Company Inc
 
 
 
 
 
 
$
 
4608384
 
Elk Run Coal Company Inc
 
19
 
 
 
 
 
$
133.90
 
4608402
 
Elk Run Coal Company Inc
 
 
 
 
 
 
$
0.10
 
4608553
 
Elk Run Coal Company Inc
 
 
 
 
 
 
$
105.00
 
3605466
 
Emerald Coal Resources LP
 
17
 
 
 
 
 
$
149.70
 
1511121
 
Enterprise Mining Company LLC
 
1
 
 
 
 
 
$
 
1518507
 
Enterprise Mining Company LLC
 
 
 
 
 
 
$
 
1519116
 
Enterprise Mining Company LLC
 
4
 
 
 
 
 
$
7.21
 
3609741
 
Freeport Mining, LLC
 
 
 
 
 
 
$
 
4605317
 
Goals Coal Company
 
 
 
 
 
 
$
0.10
 
4603202
 
Green Valley Coal Company
 
 
 
 
 
 
$
 





4607950
 
Greyeagle Coal Company
 
 
 
 
 
 
$
 
4604669
 
Highland Mining Company
 
 
 
 
 
 
$
0.93
 
4606558
 
Highland Mining Company
 
 
 
 
 
 
$
0.10
 
4607165
 
Highland Mining Company
 
 
 
 
 
 
$
1.11
 
4608789
 
Highland Mining Company
 
 
 
 
 
 
$
 
4608838
 
Highland Mining Company
 
3
 
 
 
 
 
$
1.67
 
4609204
 
Highland Mining Company
 
3
 
 
 
 
 
$
3.86
 
4608645
 
Independence Coal Co.
 
 
 
 
 
 
$
 
4603755
 
Independence Coal Company Inc
 
 
 
 
 
 
$
 
4607273
 
Independence Coal Company Inc
 
 
 
 
 
 
$
 
4608655
 
Independence Coal Company Incorporated
 
 
 
 
 
 
$
 
4603176
 
Independence Coal Company, Inc.
 
 
 
 
 
 
$
 
4608549
 
Independence Coal Company, Inc.
 
 
 
 
 
 
$
0.10
 
4608683
 
Independence Coal Company, Inc.
 
 
 
 
 
 
$
 
4604637
 
Kepler Processing Company LLC
 
 
 
 
 
 
$
4.19
 
4604343
 
Kingston Mining Inc.
 
 
 
 
 
 
$
1.73
 
4608625
 
Kingston Mining, Inc.
 
19
 
 
 
 
1
 
$
79.12
 
4608932
 
Kingston Mining, Inc.
 
9
 
 
3
 
 
 
$
88.17
 
4608753
 
Kingwood Mining Company LLC
 
 
 
 
 
 
$
 
4407281
 
Knox Creek Coal Corp
 
 
 
 
 
 
$
 
4405236
 
Knox Creek Coal Corporation
 
 
 
 
 
 
$
0.48
 
4406804
 
Knox Creek Coal Corporation
 
16
 
 
 
 
 
$
56.70
 
4605872
 
Litwar Processing Company, LLC
 
5
 
 
 
 
 
$
1.38
 
1505375
 
Long Fork Coal Company
 
 
 
 
 
 
$
 
4607934
 
Mammoth Coal Co
 
 
 
 
 
 
$
 
4609148
 
Mammoth Coal Co
 
 
 
 
 
 
$
5.17
 
4603317
 
Mammoth Coal Co.
 
 
 
 
 
 
$
0.79
 
4607968
 
Mammoth Coal Co.
 
 
 
 
 
 
$
 
4608110
 
Mammoth Coal Co.
 
 
 
 
 
 
$
 
4608159
 
Mammoth Coal Co.
 
 
 
 
 
 
$
0.40
 
4609221
 
Mammoth Coal Co.
 
4
 
 
 
 
 
$
17.57
 
4609237
 
Mammoth Coal Co.
 
 
 
 
 
 
$
 
4609091
 
Marfork Coal Company
 
12
 
 
 
 
 
$
58.53
 
4609092
 
Marfork Coal Company
 
7
 
 
 
 
 
$
23.34
 
4609176
 
Marfork Coal Company
 
 
 
 
 
 
$
 





4609376
 
Marfork Coal Company
 
 
 
 
 
 
$
 
4608315
 
Marfork Coal Company Inc
 
4
 
 
 
 
 
$
417.24
 
4608374
 
Marfork Coal Company Inc
 
1
 
 
 
 
 
$
0.86
 
4608551
 
Marfork Coal Company Inc
 
3
 
 
 
 
 
$
113.05
 
4608837
 
Marfork Coal Company Inc
 
 
 
 
 
 
$
7.56
 
4609193
 
Marfork Coal Company Inc
 
 
 
 
 
 
$
 
4609355
 
Marfork Coal Company Inc.
 
 
 
 
 
 
$
 
4609048
 
Marfork Coal Company, Inc.
 
11
 
 
 
 
 
$
86.56
 
1505106
 
Martin County Coal Corp
 
 
 
 
 
 
$
 
1519235
 
Martin County Coal Corp
 
 
 
 
 
 
$
 
1519615
 
Martin County Coal Corp
 
 
 
 
 
 
$
 
4407087
 
Mill Branch Coal Corp
 
9
 
 
 
 
 
$
18.42
 
4407138
 
Mill Branch Coal Corp
 
 
 
 
 
 
$
 
4407150
 
Mill Branch Coal Corp
 
27
 
 
3
 
 
 
$
123.03
 
4407262
 
Mill Branch Coal Corp
 
 
 
 
 
 
$
 
4407052
 
Mill Branch Coal Corp.
 
12
 
 
 
 
 
$
14.58
 
4407186
 
Mill Branch Coal Corporation
 
 
 
 
 
 
$
 
1505215
 
New Ridge Mining Company
 
 
 
 
 
 
$
 
1519715
 
North Fork Coal Corp
 
4
 
 
 
 
 
$
4.04
 
1517165
 
North Fork Coal Corporation
 
 
 
 
 
 
$
 
1518198
 
North Fork Coal Corporation
 
 
 
 
 
 
$
0.10
 
1518732
 
North Fork Coal Corporation
 
1
 
 
 
 
 
$
0.20
 
4603141
 
Omar Mining Company
 
 
 
 
 
 
$
 
4407123
 
Paramont Coal Company Virginia LLC
 
 
 
 
 
 
$
 
4407163
 
Paramont Coal Company Virginia LLC
 
2
 
 
 
 
 
$
 
4407223
 
Paramont Coal Company Virginia LLC
 
18
 
 
 
 
 
$
64.53
 
1
4407231
 
Paramont Coal Company Virginia LLC
 
10
 
 
 
 
 
$
11.58
 
4407257
 
Paramont Coal Company Virginia LLC
 
 
 
 
 
 
$
0.20
 
4405270
 
Paramont Coal Company Virginia, LLC
 
 
 
 
 
 
$
0.40
 
4406929
 
Paramont Coal Company Virginia, LLC
 
10
 
 
 
 
 
$
51.48
 
4407289
 
Paramont Coal Company Virginia, LLC
 
 
 
 
 
 
$
 
4407290
 
Paramont Coal Company Virginia, LLC
 
 
 
 
 
 
$
 
4407308
 
Paramont Coal Company Virginia, LLC
 
 
 
 
 
 
$
0.59
 





4407322
 
Paramont Coal Company Virginia, LLC
 
1
 
 
 
 
 
$
 
4407129
 
Paramont Coal Company Virginia, LLC.
 
2
 
 
 
 
 
$
12.19
 
4407272
 
Paramont Coal Company Virginia, LLC.
 
 
 
 
 
 
$
 
4602265
 
Peerless Eagle Coal Company
 
 
 
 
 
 
$
 
4608155
 
Peerless Eagle Coal Company
 
 
 
 
 
 
$
 
4603430
 
Performance Coal Company
 
 
 
 
 
 
$
 
4608539
 
Performance Coal Company
 
 
 
 
 
 
$
 
1504020
 
Peter Cave Mining Co.
 
 
 
 
 
 
$
 
4403088
 
Pigeon Creek Processing Corporation
 
 
 
 
 
 
$
0.43
 
4609409
 
Pioneer Fuel Corporation  
 
 
 
 
 
 
$
 
4606880
 
Power Mountain Coal Company
 
 
 
 
 
 
$
0.20
 
4607545
 
Premium Energy LLC
 
 
 
 
 
 
$
 
4608632
 
Premium Energy LLC
 
 
 
 
 
 
$
 
4609195
 
Premium Energy LLC
 
 
 
 
 
 
$
 
4609475
 
Republic Energy  
 
1
 
 
 
 
 
$
0.10
 
4609114
 
Republic Energy Inc
 
 
 
 
 
 
$
0.10
 
4609026
 
Republic Energy Inc.
 
 
 
 
 
 
$
 
4609054
 
Republic Energy, Inc
 
7
 
 
 
 
 
$
10.14
 
1
4603181
 
Republic Energy, INC.
 
 
 
 
 
 
$
 
3608349
 
River Processing Corporation
 
 
 
 
 
 
$
 
4605368
 
Road Fork Development Company Inc.
 
 
 
 
 
 
$
 
4605121
 
Rockspring Development Inc
 
26
 
 
 
 
 
$
412.53
 
4608030
 
Rockspring Development Inc
 
 
 
 
 
 
$
3.42
 
4608008
 
Rockspring Development, Inc.
 
 
 
 
 
 
$
 
4609089
 
Rum Creek Coal Sales
 
 
 
 
 
 
$
 
4608279
 
Rum Creek Coal Sales, Inc.
 
 
 
 
 
 
$
 
1509724
 
Sidney Coal Company Inc
 
2
 
 
 
 
 
$
0.31
 
1518381
 
Sidney Coal Company Inc
 
4
 
 
 
 
 
$
3.10
 
1511654
 
Sidney Coal Company, Inc.
 
 
 
 
 
 
$
 
1519097
 
Sidney Coal Company, Inc.
 
9
 
 
3
 
 
 
$
13.20
 
1519180
 
Sidney Coal Company, Inc.
 
3
 
 
 
 
 
$
4.71
 
4609269
 
Spartan Mining Co.
 
 
 
 
 
 
$
 
4608808
 
Spartan Mining Co., Inc.
 
8
 
 
 
 
 
$
11.16
 
4601544
 
Spartan Mining Company
 
10
 
 
1
 
 
 
$
131.76
 
4609391
 
Spartan Mining Company
 
 
 
 
 
 
$
 





4603933
 
Spartan Mining Company Inc.
 
 
 
 
 
 
$
 
4609238
 
Spartan Mining Company Inc.
 
 
 
 
 
 
$
 
4609254
 
Spartan Mining Company Inc.
 
 
 
 
 
 
$
 
4602515
 
Stirrat Coal Company
 
 
 
 
 
 
$
 
4001144
 
Tennessee Consolidated Coal Company
 
 
 
 
 
 
$
 
4003166
 
Tennessee Consolidated Coal Company
 
 
 
 
 
 
$
 
4606532
 
Trace Creek Coal Company
 
 
 
 
 
 
$
 
4403658
 
Twin Star Mining, Inc.
 
1
 
 
 
 
 
$
 
4403929
 
Twin Star Mining, Inc.
 
 
 
 
 
 
$
 
4608365
 
White Buck Coal Company
 
 
 
 
 
 
$
0.23
 
4609266
 
White Buck Coal Company
 
 
 
 
 
 
$
 












































For purposes of reporting regulatory matters under Section 1503(a) of the Dodd-Frank Act, we include the following table that sets forth a list of legal actions pending before the Federal Mine Safety and Health Review Commission, including the Administrative Law Judges thereof, pursuant to the Mine Act, and other required information, for each of our subsidiaries that is a coal mine operator, by individual mine including legal actions and other required information.
MSHA Mine ID
 
Operator
 
MSHA
Pending
Legal
Actions (as
of last
day of
reporting
period) (2) (3)
 
New MSHA
Dockets
commenced
during
reporting
period (3)
 
MSHA
dockets
which
final
orders
where
entered 
(not
appealed)
during
reporting
period
 
Contests of
Citations/
Orders
referenced
in
Subpart B,
29CFR
Part 2700
 
Contests of
Proposed
Penalties
referenced
in
Subpart C,
29CFR
Part 2700 (3)
 
Complaints
for
compensation
referenced
in
Subpart D,
29CFR
Part 2700
 
Complaints
for
discharge,
discrimination,
or
interference
referenced
in
Subpart E,
29CFR
Part 2700
 
Applications
for
temporary
relief
referenced
in
Subpart F
29CFR
Part 2700
 
Appeals of
judges'
decisions
or
orders to
FMSHRC
referenced
in
Subpart H
29CFR
Part 2700
4606870
 
Alex Energy Inc
 
1

 

 

 

 
1

 

 

 

 

4608977
 
Alex Energy Inc
 
3

 

 

 

 
2

 

 
1

 

 

4608787
 
Alex Energy Inc
 
3

 

 
1

 

 
3

 

 

 

 

4801078
 
Alpha Coal West, Inc.
 
1

 
1

 

 

 
1

 

 

 

 

4609361
 
Aracoma Coal Company
 
1

 

 

 

 
1

 

 

 

 

4609299
 
Aracoma Coal Company
 
2

 

 

 

 
2

 

 

 

 

4608802
 
Aracoma Coal Company Inc
 
2

 
1

 
1

 

 
2

 

 

 

 

4608801
 
Aracoma Coal Company Inc
 
19

 
1

 
3

 

 
19

 

 

 

 

4608263
 
Bandmill Coal Corp
 

 

 
1

 

 

 

 

 

 

4605086
 
Bandmill Coal Corp
 
1

 

 
1

 

 
1

 

 

 

 

4609244
 
Black Castle Mining Company, Inc.
 

 

 
2

 

 

 

 

 

 

4609133
 
Brooks Run Mining Company LLC
 

 

 
1

 

 

 

 

 

 

4609353
 
Brooks Run Mining Company LLC
 
2

 

 
1

 
1

 
1

 

 

 

 

4608885
 
Brooks Run Mining Company LLC
 
3

 
1

 

 

 
3

 

 

 

 

4609371
 
Brooks Run Mining Company, LLC
 

 

 
1

 

 

 

 

 

 

4609348
 
Brooks Run South Mining, LLC
 
2

 

 

 

 
2

 

 

 

 

4609387
 
Brooks Run South Mining, LLC
 
4

 

 

 
2

 
2

 

 

 

 

4608730
 
Brooks Run South Mining, LLC
 

 

 
1

 

 

 

 

 

 

4609066
 
Brooks Run South Mining, LLC
 
1

 

 
1

 

 
1

 

 

 

 

4609301
 
Brooks Run South Mining, LLC
 
1

 

 
1

 

 
1

 

 

 

 

4606263
 
Brooks Run South Mining, LLC
 
29

 
1

 
4

 
21

 
8

 

 

 

 

1510753
 
Clean Energy Mining Co.
 
2

 

 

 

 

 

 

 

 
2

3605018
 
Cumberland Coal Resources LP
 
33

 
7

 
23

 
11

 
21

 

 
1

 

 

4407146
 
Dickenson-Russell Coal Co LLC
 
1

 

 
2

 

 
1

 

 

 

 

4406864
 
Dickenson-Russell Coal Co LLC
 
31

 
5

 
2

 
20

 
11

 

 

 

 

4405311
 
Dickenson-Russell Coal Co., LLC
 
2

 

 

 

 
2

 

 

 

 

4609293
 
Elk Run Coal Company
 
3

 
1

 
3

 

 
3

 

 

 

 

4609163
 
Elk Run Coal Company
 
58

 
12

 
6

 
48

 
10

 

 

 

 

4606188
 
Elk Run Coal Company Inc
 
1

 
1

 

 

 
1

 

 

 

 

4608553
 
Elk Run Coal Company Inc
 
3

 
1

 
5

 

 
3

 

 

 

 

4608384
 
Elk Run Coal Company Inc
 
13

 
2

 
1

 
3

 
10

 

 

 

 

4607009
 
Elk Run Coal Company Inc
 
6

 
2

 
2

 

 
6

 

 

 

 

3605466
 
Emerald Coal Resources LP
 
32

 
6

 
7

 
10

 
18

 

 
2

 

 
2

1519116
 
Enterprise Mining Company LLC
 
2

 
1

 
2

 

 
2

 

 

 

 

4608838
 
Highland Mining Company
 
1

 

 

 

 
1

 

 

 

 

4604669
 
Highland Mining Company
 

 

 
1

 

 

 

 

 

 

4609204
 
Highland Mining Company
 
1

 

 
1

 

 
1

 

 

 

 

4608789
 
Highland Mining Company
 
2

 
1

 

 

 
2

 

 

 

 

4608645
 
Independence Coal Co.
 
3

 

 

 
3

 

 

 

 

 

4603755
 
Independence Coal Company Inc
 
3

 

 

 

 
2

 

 
1

 

 

4607273
 
Independence Coal Company Inc
 
4

 

 
4

 
1

 
3

 

 

 

 

4604637
 
Kepler Processing Company LLC
 
3

 

 
1

 

 
3

 

 

 

 

4604343
 
Kingston Mining Inc.
 
1

 
1

 
1

 

 
1

 

 

 

 

4608625
 
Kingston Mining, Inc.
 
13

 
3

 
2

 

 
13

 

 

 

 

4608932
 
Kingston Mining, Inc.
 
23

 
8

 
8

 
4

 
17

 

 
2

 

 

4608751
 
Kingwood Mining Company LLC
 
1

 

 

 

 
1

 

 

 

 

4405236
 
Knox Creek Coal Corporation
 
3

 
1

 

 

 
3

 

 

 

 

4406804
 
Knox Creek Coal Corporation
 
27

 
4

 

 
10

 
16

 

 
1

 

 






4605872
 
Litwar Processing Company, LLC
 
2

 

 

 

 
2

 

 

 

 

4609148
 
Mammoth Coal Co
 
2

 

 
1

 

 
2

 

 

 

 

4609237
 
Mammoth Coal Co.
 
4

 

 
3

 

 
4

 

 

 

 

4609221
 
Mammoth Coal Co.
 
17

 
1

 
2

 
3

 
14

 

 

 

 

4609092
 
Marfork Coal Company
 
10

 

 

 

 
10

 

 

 

 

4609091
 
Marfork Coal Company
 
14

 
1

 
1

 

 
14

 

 

 

 

4608837
 
Marfork Coal Company Inc
 
9

 

 

 

 
9

 

 

 

 

4608374
 
Marfork Coal Company Inc
 
5

 

 
1

 

 
5

 

 

 

 

4608551
 
Marfork Coal Company Inc
 
13

 
1

 
3

 

 
12

 

 
1

 

 

4608315
 
Marfork Coal Company Inc
 
21

 
4

 
3

 
3

 
18

 

 

 

 

4609048
 
Marfork Coal Company, Inc.
 
15

 
2

 
1

 

 
15

 

 

 

 

1519193
 
Martin County Coal
 

 

 
1

 

 

 

 

 

 

4407138
 
Mill Branch Coal Corp
 
1

 

 

 

 
1

 

 

 

 

4405559
 
Mill Branch Coal Corp
 

 

 
3

 

 

 

 

 

 

4407087
 
Mill Branch Coal Corp
 
9

 
3

 

 

 
9

 

 

 

 

4407150
 
Mill Branch Coal Corp
 
13

 
3

 
3

 

 
13

 

 

 

 

4407052
 
Mill Branch Coal Corp.
 
17

 
5

 
4

 
2

 
15

 

 

 

 

4407189
 
Mill Branch Coal Corporation
 
15

 

 

 

 
6

 

 

 

 
9

4407186
 
Mill Branch Coal Corporation
 

 

 
1

 

 

 

 

 

 

1519715
 
North Fork Coal Corp
 
1

 
1

 

 

 
1

 

 

 

 

1518198
 
North Fork Coal Corporation
 
1

 

 

 

 
1

 

 

 

 

1519666
 
North Fork Coal Corporation
 
1

 

 

 
1

 

 

 

 

 

1518340
 
North Fork Coal Corporation
 
2

 

 

 

 
1

 

 
1

 

 
1

1518732
 
North Fork Coal Corporation
 

 

 
1

 

 

 

 

 

 

4407163
 
Paramont Coal Company Virginia LLC
 

 

 
1

 

 

 

 

 

 

4407123
 
Paramont Coal Company Virginia LLC
 
4

 

 
1

 
2

 
2

 

 

 

 
1

4407231
 
Paramont Coal Company Virginia LLC
 
5

 
2

 
8

 

 
5

 

 

 

 

4407223
 
Paramont Coal Company Virginia LLC
 
13

 
5

 
11

 
3

 
10

 

 

 

 

4405270
 
Paramont Coal Company Virginia, LLC
 
1

 

 

 

 
1

 

 

 

 

4407308
 
Paramont Coal Company Virginia, LLC
 
1

 
1

 

 
1

 

 

 

 

 

4406929
 
Paramont Coal Company Virginia, LLC
 
26

 
7

 
16

 
19

 
7

 

 

 

 

4407272
 
Paramont Coal Company Virginia, LLC.
 
1

 

 
3

 

 
1

 

 

 

 

4407129
 
Paramont Coal Company Virginia, LLC.
 
3

 
2

 
7

 

 
3

 

 

 

 

4403088
 
Pigeon Creek Processing Corporation
 
4

 
1

 
1

 

 
4

 

 

 

 

4609409
 
Pioneer Fuel Corporation  
 
1

 

 

 

 
1

 

 

 

 

4607545
 
Premium Energy LLC
 
1

 

 

 

 
1

 

 

 

 

4609475
 
Republic Energy  
 

 

 
1

 

 

 

 

 

 

4609026
 
Republic Energy Inc.
 
1

 
1

 
1

 

 
1

 

 

 

 

4609054
 
Republic Energy, Inc
 
2

 

 
3

 

 
2

 

 

 

 

1517651
 
Rockhouse Energy Mining
 
2

 

 

 

 
2

 

 

 

 

4605121
 
Rockspring Development Inc
 
26

 
6

 
8

 
7

 
19

 

 

 

 

4609089
 
Rum Creek Coal Sales
 
1

 

 

 

 
1

 

 

 

 

1509724
 
Sidney Coal Company Inc
 
2

 

 

 

 
2

 

 

 

 

1518381
 
Sidney Coal Company Inc
 
2

 

 
1

 

 
2

 

 

 

 

1519180
 
Sidney Coal Company, Inc.
 

 

 
1

 

 

 

 

 

 

4608808
 
Spartan Mining Co., Inc.
 
11

 

 
7

 

 
11

 

 

 

 

4601544
 
Spartan Mining Company
 
43

 
6

 
3

 
26

 
17

 

 

 

 

4609266
 
White Buck Coal Company
 

 

 
4

 

 

 

 

 

 

4608365
 
White Buck Coal Company
 
2

 

 
6

 
1

 
1

 

 

 

 


(1) The MSHA proposed assessments issued during the current reporting period do not necessarily relate to the citations or orders issued by MSHA during the current reporting period or to the pending Legal Actions reported herein.

(2) The Legal Actions include matters which were initiated prior to the current reporting period and which do not necessarily relate to the citations, orders or proposed assessments issued by MSHA during the current reporting period. All of the Legal Actions, except those filed under Subparts E and F of 29 CFR Part 2700, were initiated by us to contest citations, orders or proposed assessments issued by MSHA, and if we are successful, may result in reduction or dismissal of those citations, orders or assessments.






(3) During the reporting period, mines operated by our subsidiary AMFIRE Mining Company, LLC (“AMFIRE”) received a combined total Dollar Value of Proposed Civil Penalty Assessments of $19,852. AMFIRE also had 6 MSHA pending Legal Actions (as of the last day of the reporting period), including 4 New MHSA Dockets commenced during the reporting period and 6 Contests of Proposed Penalties referenced in Subpart C, 29 CFR Part 2700. AMFIRE conveyed all of the subject mines to an unrelated party in December 2014 and was not the operator of these mines at any time during the reporting period.

(4) MSHA has not yet determined whether the fatality that occurred on Mine ID 4609054 was mining related or due to natural causes. We are therefore reporting it as required by the Dodd-Frank Act.