UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): May 4, 2015

 

Main Street Capital Corporation

(Exact name of registrant as specified in its charter)

 

Maryland

 

001-33723

 

41-2230745

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

 

 

1300 Post Oak Boulevard, 8th Floor

Houston, Texas

 

 

 

77056

(Address of principal executive offices)

 

 

 

(Zip Code)

 

Registrant’s telephone number, including area code: (713) 350-6000

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07                                           Submission of Matters to a Vote of Security Holders.

 

On May 4, 2015, Main Street Capital Corporation (“Main Street”) held its 2015 annual meeting of stockholders (the “Annual Meeting”) at 1330 Post Oak Boulevard, Second Floor—Central Plains Room, Houston, Texas.  The issued and outstanding shares of stock of Main Street entitled to vote at the Annual Meeting consisted of the 45,160,465 shares of common stock outstanding on the record date, March 6, 2015.  The common stockholders of Main Street voted on four matters at the Annual Meeting, all of which were approved.  The final voting results from the Annual Meeting are as follows:

 

(1)         A proposal to elect each of the six members of Main Street’s Board of Directors for a term of one year:

 

 

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

 

 

 

 

 

 

 

 

 

 

Michael Appling, Jr.

 

14,491,618

 

165,606

 

149,635

 

24,947,657

 

 

 

 

 

 

 

 

 

 

 

Joseph E. Canon

 

14,474,426

 

181,595

 

150,840

 

24,947,655

 

 

 

 

 

 

 

 

 

 

 

Arthur L. French

 

14,468,872

 

185,725

 

152,260

 

24,947,659

 

 

 

 

 

 

 

 

 

 

 

J. Kevin Griffin

 

14,511,057

 

140,813

 

154,989

 

24,947,657

 

 

 

 

 

 

 

 

 

 

 

John E. Jackson

 

14,510,343

 

143,607

 

152,909

 

24,947,657

 

 

 

 

 

 

 

 

 

 

 

Vincent D. Foster

 

14,327,579

 

324,160

 

155,121

 

24,947,656

 

 

(2)         A proposal to approve Main Street’s 2015 Equity and Incentive Plan:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

 

 

 

 

 

 

 

 

13,710,199

 

791,020

 

305,639

 

24,947,658

 

 

(3)         A proposal to approve Main Street’s 2015 Non-Employee Director Restricted Stock Plan:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

 

 

 

 

 

 

 

 

13,807,465

 

703,849

 

295,543

 

24,947,659

 

 

(4)         A proposal to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2015:

 

Votes For

 

Votes Against

 

Abstentions

 

 

 

 

 

 

 

39,080,732

 

331,971

 

341,813

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Main Street Capital Corporation

 

 

 

 

 

 Date: May 5, 2015

By:

/s/ Jason B. Beauvais

 

 

Name:

Jason B. Beauvais

 

 

Title:

General Counsel

 

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