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EX-31.1 - CERTIFICATION - New Western Energy Corpncwe10ka033114ex31_1.htm
EX-32.1 - CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED - New Western Energy Corpncwe10ka033114ex32_1.htm
EX-31.2 - CERTIFICATION - New Western Energy Corpncwe10ka033114ex31_2.htm
EXCEL - IDEA: XBRL DOCUMENT - New Western Energy CorpFinancial_Report.xls

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

(Amendment No. 1)

 

 [x] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
   
For the fiscal year ended December 31, 2014
     

 

[ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT
   For the transition period from _____________ to ____________

 

Commission File Number 0-54343

 

NEW WESTERN ENERGY CORPORATION

(Exact name of small business issuer as specified in its charter)

 

Nevada   26-3640580
(State or other jurisdiction of incorporation)   (IRS Employer Identification No.)

1140 Spectrum, Irvine, CA 92618

(Address of principal executive offices) (Zip Code)

(949) 435-0977

(Issuer’s telephone number)

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [ ] No [X]

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. Yes [ ] No [X]

 

Indicate by check mark whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data file required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X] No [ ]

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (ss. 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No [X]

 

The aggregate market value of the registrant’s approximately 33,606,448 shares of common stock held by non-affiliates computed by reference to the closing sales price of such common equity as of the last business day of the registrant’s most recently completed second fiscal quarter (June 30, 2014) was $4,704,903.

 

Number of shares outstanding of each of the registrant’s common stock as of April 14, 2015: Common Stock: 75,642,086 shares.

 

Indicate by check mark if the registrant is a large accelerated filer, an accelerated filer, non-accelerated filer or a smaller reporting company.  See Rule 12b-2 of the Exchange Act for definition of “large accelerated filer, accelerated filer and smaller reporting company” (Check one):

 

Large accelerated filer [ ] Accelerated filer [ ] Non-accelerated filer [ ] Smaller reporting company [x]

 

Documents Incorporated By Reference: None

 
 

 EXPLANATORY NOTE

 

The purpose of this Amendment (the “Amendment”) to our Form 10-K for the Year-Ended December 31, 2014 (the “Original 10-K”), as filed with the Securities and Exchange Commission (the “SEC”) on April 15, 2015, is solely for the following reasons:

 

1. To furnish Exhibit 101 to the Original 10-K which provides the consolidated financial statements and related notes from the Original 10-K formatted in XBRL (eXtensible Business Reporting Language) in accordance with Rule 405 of Regulation S-T.

 

This Amendment speaks as of the original filing date of the Original 10-K and reflects only the changes to the Original 10-K described above. No other information included in the Original 10-K has been modified or updated, and the Company has not updated the disclosures contained herein to reflect any events which occurred subsequent to the filing of the Original 10-K or to modify the disclosure contained in the Original 10-K other than to reflect the changes described above. 

 

This Amendment should be read in conjunction with the Company’s filings with the Commission made subsequent to April 15, 2015, the date of the original filing of the Original 10-K.

 

   
 

 

TABLE OF CONTENTS

 

  Page
PART IV  
Item 15.      Exhibits; Financial Statement Schedules 3
SIGNATURES 3
     

 

 

 

 

 

 
 

 PART IV

 

Item 15. Exhibits; Financial Statement Schedules

 

INDEX OF EXHIBITS

 Exhibit Number   Description
31.1   13a-14(a) Certification of Chief Executive Officer
31.2   13a-14(a) Certification of Chief Financial Officer
32.1   Section 1350 Certification of Chief Executive Officer
     
101.INS   XBRL Instance Document. (1)
101.SCH   XBRL Taxonomy Extension Schema Document. (1)
101.CAL   XBRL Taxonomy Extension Calculation Linkbase Document (1)
101.DEF   XBRL Taxonomy Extension Definition Linkbase Document (1)
101.LAB   XBRL Taxonomy Extension Label Linkbase Document (1)
101.PRE   XBRL Taxonomy Extension Presentation Linkbase Document (1
     
(1)  Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibits 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, and Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.

 

   
 

SIGNATURES

 

In accordance with the Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 16 day of April, 16, 2015

 

 

    NEW WESTERN ENERGY CORPORATION
     
  By: /s/ Javan Khazali
    Javan Khazali, President
    (Principal Executive Officer)

  

In accordance with the requirements of the Securities and Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and in the capacities indicated and on the dates stated.

 

/s/ Javan Khazali   Dated: April 16, 2015
Javan Khazali    
President (Principal Executive Officer) and Director    
     
     
     
/s/ Haris Baha   Dated: April 16, 2015
Haris Baha    
Chief Financial Officer (Principal Financial and Accounting Officer), Secretary and Director    
     
     
     
/s/ Christopher Dimond   Dated: April 16, 2015
Christopher Dimond    
Director    
     
     
/s/ Terry L. Carroll   Dated: April 16, 2015
Terry L. Carroll    
Director