UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported)
April 2, 2015
HICKOK INCORPORATED
(Exact name of registrant as specified in its charter)
HICKOK INCORPORATED
(Exact name of registrant as specified in its charter)
Ohio
(State or other jurisdiction of incorporation) |
0-147
(Commission File Number) |
34-0288470
(IRS Employer Identification No.) |
10514
Dupont Avenue
Cleveland, Ohio
44108
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (216) 541-8060
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (216) 541-8060
Not
applicable
(Former name or former address, if
changed since
last report)
Check the appropriate box below if the
Form 8-K
filing
is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors
or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
(b)
Mr. James T. Martin declined to stand for re-election to the Board of Directors at the Company Shareholder Meeting April 2, 2015. Mr. Martin performed his Director's duties until that time.
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Company's Annual Meeting of Shareholders held on April 2, 2015, the following individuals were elected to the Board of Directors to serve a one-year term:
The Shareholders voted on the following proposal at the
Company's
Annual Meeting and cast their votes as
described below.
The Class A Shareholders voted on the following proposal at the Company's Annual Meeting and cast their votes as described below.
For information on how the votes have been tabulated for the above, see the Company's definitive Proxy Statement used in connection with the Annual Meeting of Shareholders.
SIGNATURES
(b)
Mr. James T. Martin declined to stand for re-election to the Board of Directors at the Company Shareholder Meeting April 2, 2015. Mr. Martin performed his Director's duties until that time.
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Company's Annual Meeting of Shareholders held on April 2, 2015, the following individuals were elected to the Board of Directors to serve a one-year term:
Votes For
|
Votes
Withheld |
Broker Non-Votes |
|
Robert L. Bauman |
2,191,956
|
59,566
|
279,334 |
Edward F. Crawford |
2,243,987 |
7,535 |
279,334 |
Matthew V. Crawford |
2,244,987 |
6,535 |
279,334 |
Jennifer A. Elliott |
2,249,487 |
2,035 |
279,334 |
Brian E. Powers |
2,234,487 |
17,035 |
279,334 |
Steven H. Rosen |
2,244,287
|
7,235
|
279,334 |
Janet H. Slade |
2,192,756
|
58,766
|
279,334 |
Kirin
M. Smith |
2,249,487 |
2,035 |
279,334 |
Votes | Votes | Votes | |||
For | Against | Abstained | |||
1. |
Ratification of
Meaden &
Moore, Ltd. as
independent
auditors for fiscal 2015. This proposal was approved. |
2,530,567 |
127 |
162 |
|
|
The Class A Shareholders voted on the following proposal at the Company's Annual Meeting and cast their votes as described below.
Votes | Votes | Votes | Broker |
||
For | Against | Abstained | Non-Votes |
||
1. |
Authorization of issuance of
Class B Common Shares upon conversion of convertible note. This proposal was not approved. |
||||
Class A Shares |
671,154 |
155,418 |
352 |
279,334 |
For information on how the votes have been tabulated for the above, see the Company's definitive Proxy Statement used in connection with the Annual Meeting of Shareholders.
SIGNATURES
Pursuant to the requirements of the
Securities
Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly authorized.
HICKOK INCORPORATED
/s/ Robert L. Bauman
Robert L. Bauman
President and CEO
Robert L. Bauman
President and CEO
Date: April 3, 2015