Attached files
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EXCEL - IDEA: XBRL DOCUMENT - US GEOTHERMAL INC | Financial_Report.xls |
EX-31.1 - EXHIBIT 31.1 - US GEOTHERMAL INC | exhibit31-1.htm |
EX-31.2 - EXHIBIT 31.2 - US GEOTHERMAL INC | exhibit31-2.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 10-K/A
(Amendment No. 1)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the year ended December 31, 2014
or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR
15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For transition period _______to _______
Commission File Number 001-34023
U.S. GEOTHERMAL INC.
(Exact
name of Registrant as specified in its charter)
Delaware | 84-1472231 |
(State or Other Jurisdiction of | (I.R.S. Employer |
Incorporation or Organization) | Identification No.) |
390 Parkcenter Blvd, Suite 250 | |
Boise, Idaho | 83706 |
(Address of Principal Executive Offices) | (Zip Code) |
Registrants Telephone Number, Including Area Code 208-424-1027
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Name of Each Exchange on Which Registered |
Common Stock, $0.001 par value | NYSE MKT LLC |
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act
[ ] Yes [X] No
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Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
[ ] Yes [X] No
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for at least the past 90 days.
[X] Yes [ ] No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulations S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
[X] Yes [ ] No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer [ ] | Accelerated filer [ ] |
Non-accelerated filer [ ] | Smaller reporting company [X] |
(Do not check if a smaller reporting company) |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).
[ ] Yes [X] No
The aggregate market value of the voting and non-voting common equity held by non-affiliates as of the end of the registrants most recent second quarter (taking into account the change in fiscal year end), based upon the closing sale price of the registrants common stock as reported by the NYSE MKT LLC on June 30, 2014, was $60,979,679
The number of shares outstanding of the registrants common stock as of March 6, 2015 was 107,063,029.
DOCUMENTS INCORPORATED BY REFERENCE
None.
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EXPLANATORY NOTE
The Registrant is filing this Amendment No. 1 to Form 10-K for the fiscal year ended December 31, 2014 (Amendment No. 1) to correct an error on the cover page of the original Form 10-K as filed with the Securities and Exchange Commission on March 16, 2015 (the Original Form 10-K). The cover page of the Original Form 10-K showed an incorrect aggregate market value of the voting and non-voting common equity held by non-affiliates as of the Registrants most recent second quarter, or June 30, 2014. The correct aggregate market value of the voting and non-voting common equity held by non-affiliates at June 30, 2014, was $60,979,679 as indicated on the cover page of this Amendment No. 1 (rather than the $85,252,768 value at March 21, 2014 as originally shown).
No changes are hereby made to the Registrants financial statements. Other than the change discussed above and the filing of the currently dated Section 302 certifications, no changes have been made to the Original Form 10-K or the exhibits filed therewith. As such, this Amendment No. 1 should be read in conjunction with the Original Form 10-K.
The information contained in this Amendment No. 1 does not reflect events occurring subsequent to the filing of the Original Form 10-K.
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PART IV
Item 15. Exhibits and Financial Statement Schedules
The following documents are filed as a part of this Amendment No. 1:
2. Exhibits. See below.
EXHIBIT INDEX
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
U.S. Geothermal Inc. | |||
(Registrant) | |||
March 30, 2015 | |||
By: | /s/ Kerry D. Hawkley | ||
Date | Kerry D. Hawkley | ||
Chief Financial Officer |
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