UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 12, 2015
The Providence Service Corporation
(Exact name of registrant as specified in its charter)
|
Delaware |
|
001-34221 |
|
86-0845127 |
|
(State or other jurisdiction of incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification No.) |
|
64 East Broadway Blvd., Tucson, Arizona |
|
85701 |
|
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code: (520) 747-6600
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 3.02 Unregistered Sales of Equity Securities.
As previously disclosed in The Providence Serivce Corporation’s (“Providence”) current report on Form 8-K filed with the Securities and Exchange Commission on October 24, 2014, Providence entered into a standby purchase agreement with certain affiliates of Coliseum Capital Management, LLC (the “Investors”), pursuant to which the Investors had the right, for a specified period of time, to purchase an additional 150,000 shares Series A convertible preferred stock at a price per share equal to $105. The Investors exercised their option to purchase 150,000 shares of Series A convertible stock in full, and such shares were issued and sold to the Investors on March 12, 2015 pursuant to Section 4(a)(2) of the Securities Act of 1933.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
THE PROVIDENCE SERVICE CORPORATION | ||
|
Date: March 18, 2015 |
|
By: |
|
/s/ Michael-Bryant Hicks |
|
|
Name: |
|
Michael-Bryant Hicks | |
|
|
Title: |
|
Senior Vice President, General Counsel, Corporate Secretary and Chief Compliance Officer | |