Synacor, Inc. - FORM 10-K/A - March 12, 2015

Attached files

file filename
EX-31.1 - EXHIBIT 31.1 - Synacor, Inc.v404381_ex31-1.htm
EX-31.2 - EXHIBIT 31.2 - Synacor, Inc.v404381_ex31-2.htm
EX-10.12.9 - EXHIBIT 10.12.9 - Synacor, Inc.v404381_ex10-129.htm
EX-10.10.7 - EXHIBIT 10.10.7 - Synacor, Inc.v404381_ex10-107.htm
EX-10.12.8 - EXHIBIT 10.12.8 - Synacor, Inc.v404381_ex10-128.htm
EX-10.13.6 - EXHIBIT 10.13.6 - Synacor, Inc.v404381_ex10-136.htm
EX-32.1 - EXHIBIT 32.1 - Synacor, Inc.v404381_ex32-1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

_______________________________________________

 

FORM 10-K/A
(Amendment No. 1)

 

(Mark One)

 

x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
  For the fiscal year ended December 31, 2014

OR

 

o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
  For the transition period from to

Commission File Number 001-33843

 

_______________________________________________

 

Synacor, Inc.

(Exact name of registrant as specified in its charter)

 

     
Delaware   16-1542712

(State or other jurisdiction

of incorporation or organization)

 

  

(I.R.S. Employer

Identification No.)

 

40 La Riviere Drive, Suite 300

Buffalo, New York

   14202
(Address of principal executive offices)   (Zip Code)

 

(716) 853-1362

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act:

 

     
(Title of each class)   (Name of each exchange on which registered)
Common Stock, $0.01 par value   The NASDAQ Global Market

 

Securities registered pursuant to Section 12(g) of the Act:

 

None. 

(Title of Class)

_______________________________________________

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes o No x

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes o No x

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes x No  o

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. x

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

         
Large accelerated filer   o Accelerated filer o
Non-accelerated filer   x  (Do not check if a smaller reporting company) Smaller reporting company o

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x

 

The aggregate market value of shares of common stock held by non-affiliates as of June 30, 2014, the last business day of the registrant's most recently completed second fiscal quarter, computed by reference to the closing sale price of $2.56 per share on The NASDAQ Global Market on June 30, 2014, was approximately $56,216,937. For purposes of this disclosure, shares of common stock held by persons who held more than 10% of the outstanding shares of common stock at such time and shares held by executive officers and directors of the registrant have been excluded because such persons may be deemed to be affiliates. This determination of executive officer or affiliate status is not necessarily a conclusive determination for other purposes.

 

As of March 5, 2015, there were 27,429,665, shares of the registrant's common stock issued and outstanding. All share and per share amounts in this Annual Report on Form 10-K reflect the 1-for-2 reverse stock split of the registrant's common stock which took effect immediately prior to the effectiveness of the registration statement for the registrant's initial public offering.

_______________________________________________

 

DOCUMENTS INCORPORATED BY REFERENCE

 

Certain portions of the definitive Proxy Statement to be used in connection with the registrant’s 2015 Annual Meeting of Stockholders are incorporated by reference into Part III of this Form 10-K to the extent stated. That Proxy Statement will be filed within 120 days of registrant’s fiscal year ended December 31, 2014.

 

 
 

 

EXPLANATORY NOTE

 

This Amendment No. 1 on Form 10-K/A (this “Amendment”) amends the Annual Report on Form 10-K for the fiscal year ended December 31, 2014, as filed with the Securities and Exchange Commission on March 12, 2015 (the "Original Filing"). Synacor, Inc. (the "Company") is filing this Amendment solely to (i) restate the Exhibit Index and (ii) file and/or furnish certain exhibits which were omitted from the Original Filing. We have also updated the signature page and the certifications in Exhibits 31.1, 31.2 and 32.1.

 

Other than as described above, this Amendment does not amend, modify or otherwise update any other information in the Original Filing. This Amendment does not reflect events occurring after the filing of the Original Filing and continues to speak as of the original filing date of the Original Filing.

 

Pursuant to Rule 12b-15 of the Securities Exchange Act of 1934, as amended, currently dated certifications from our Chief Executive Officer and Chief Financial Officer as required by Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 are filed or furnished herewith, as applicable.

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment to be signed on its behalf by the undersigned, thereunto duly authorized.

 

     
    SYNACOR, INC.
Date: March 13, 2015   /s/ Himesh Bhise
    Himesh Bhise
    President and Chief Executive Officer
    (Principal Executive Officer)

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this Amendment has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated:

 

       
Signature   Title Date
/S/ Himesh Bhise   President, Chief Executive Officer and March 13, 2015
Himesh Bhise   Director (Principal Executive Officer)  
       
/S/ William J. Stuart   Chief Financial Officer (Principal March 13, 2015
William J. Stuart   Financial and Accounting Officer)  
       
*   Director March 13, 2015
Marwan Fawaz      
       
*   Director March 13, 2015
Gary L. Ginsberg      
       
*   Director March 13, 2015
Andrew Kau      
       
*   Director March 13, 2015
Jordan Levy      
       
*   Director March 13, 2015
Michael J. Montgomery      
       
*   Director March 13, 2015
Scott Murphy      

 

*By:   /s/ Himesh Bhise  
  Himesh Bhise, Attorney-in-Fact  

 

 
 

 

EXHIBITS

 

The following exhibits are incorporated by reference herein or filed here within:

                         
        Incorporated by Reference    
                Date of   Exhibit   Filed
Exhibit No.   Description   Form   File No.   Filing   Number   Herewith
3.1   Fifth Amended and Restated Certificate of Incorporation   S-1/A   333-178049   1/30/2012   3.2    
3.2   Amended and Restated Bylaws   S-1/A   333-178049   1/30/2012   3.4    
3.3   Certificate of Designations of Series A Junior Participating Preferred Stock   8-K   001-33843   7/15/2014   3.1    
4.1   Rights Agreement between the Synacor, Inc. and American Stock Transfer & Trust Company, LLC dated July 14, 2014   8-K   001-33843   7/15/2014   4.1    
10.1   Form of Indemnification Agreement between Synacor, Inc. and each of its directors and executive officers and certain key employees   S-1   333-178049   11/18/2011   10.1    
10.2.1*   2000 Stock Plan   S-1   333-178049   11/18/2011   10.2.1    
10.2.2*   Amendment to 2000 Stock Plan, adopted September 30, 2004   S-1   333-178049   11/18/2011   10.2.2    
10.2.3*   Amendment to 2000 Stock Plan, adopted June 9, 2006   S-1   333-178049   11/18/2011   10.2.3    
10.2.4*   Amendment to 2000 Stock Plan, adopted October 19, 2006   S-1   333-178049   11/18/2011   10.2.4    
10.2.5*   Amendment to 2000 Stock Plan, adopted July 31, 2008   S-1   333-178049   11/18/2011   10.2.5    
10.2.6*   Form of Stock Option Agreement under 2000 Stock Plan   S-1/A   333-178049   1/30/2012   10.2.6    
10.2.7*   Stock Option Agreement under 2000 Stock Plan with Ronald N. Frankel   S-1/A   333-178049   1/30/2012   10.2.7    
10.3.1*   2006 Stock Plan   S-1   333-178049   11/18/2011   10.3.1    
10.3.2*   Amendment No. 1 to 2006 Stock Plan   S-1   333-178049   11/18/2011   10.3.2    
10.3.3*   Amendment No. 2 to 2006 Stock Plan   S-1   333-178049   11/18/2011   10.3.3    
10.3.4*   Amendment No. 3 to 2006 Stock Plan   S-1   333-178049   11/18/2011   10.3.4    
10.3.5*   Amendment No. 4 to 2006 Stock Plan   S-1   333-178049   11/18/2011   10.3.5    
10.3.6*   Amendment No. 5 to 2006 Stock Plan   S-1   333-178049   11/18/2011   10.3.6    
10.3.7*   Amendment No. 6 to 2006 Stock Plan   S-1   333-178049   11/18/2011   10.3.7    
10.3.8*   Amendment No. 7 to 2006 Stock Plan   S-1/A   333-178049   1/18/2012   10.3.8    
10.3.9*   Form of Stock Option Agreement under 2006 Stock Plan with Jordan Levy   S-1/A   333-178049   1/30/2012   10.3.9    

 

 

 
 

 

 

        Incorporated by Reference    
                Date of   Exhibit   Filed
Exhibit No.   Description   Form   File No.   Filing   Number   Herewith
10.3.10*   Stock Option Agreement under 2006 Stock Plan with Ronald N. Frankel   S-1/A   333-178049   1/30/2012   10.3.10    
10.3.11*   Form of Stock Option Agreement with Ronald N. Frankel under 2006 Stock Plan   S-1/A   333-178049   1/30/2012   10.3.11    
10.3.12*   Form of Stock Option Agreement with George G. Chamoun under 2006 Stock Plan   S-1/A   333-178049   1/30/2012   10.3.12    
10.3.13*   Form of Stock Option Agreement with Scott A. Bailey under 2006 Stock Plan   S-1/A   333-178049   1/30/2012   10.3.13    
10.3.14*   Form of Director Stock Option Agreement under 2006 Stock Plan   S-1/A   333-178049   1/30/2012   10.3.14    
10.3.15*   Form of Director Stock Option Agreement under 2006 Stock Plan   S-1/A   333-178049   1/30/2012   10.3.15    
10.4.1*   2012 Equity Incentive Plan   S-1/A   333-178049   1/18/2012   10.4    
10.4.2*   Form of Stock Option Agreement under 2012 Equity Incentive Plan   S-1/A   333-178049   1/30/2012   10.4.2    
10.4.3*   Form of Stock Unit Agreement under 2012 Equity Incentive Plan   S-1/A   333-178049   1/30/2012   10.4.3    
10.4.4*   Form of Stock Option Agreement with Ronald N. Frankel under 2012 Equity Incentive Plan   10-K   001-33843   3/26/2013   10.4.4    
10.4.5*   Form of Early Exercise Stock Option Agreement under 2012 Equity Incentive Plan   10-K   001-33843   3/26/2013   10.4.5    
10.4.6*   Form of Option Agreement with Scott A. Bailey and George G. Chamoun under 2012 Equity Incentive Plan   10-K   001-33843   3/26/2013   10.4.6    
10.4.7*   Form of Option Agreement with William J. Stuart under 2012 Equity Incentive Plan   10-K   001-33843   3/26/2013   10.4.7    
10.5.1*   Letter Agreement dated July 31, 2007 with Ronald N. Frankel   S-1   333-178049   11/18/2011   10.5.1    
10.5.2*   Severance Agreement with Ronald N. Frankel   S-1/A   333-178049   12/23/2011   10.5.2    
10.5.3*   Letter Agreement dated September 10, 2013 with Ronald N. Frankel   10-K   001-33843   3/26/2014   10.5.3    
10.5.4*   Amendment to Severance Agreement dated September 10, 2013 with Ronald N. Frankel   10-K   001-33843   3/26/2014   10.5.4    
10.5.5*   Employment Transition Agreement between Ronald N. Frankel and Synacor, Inc. dated March 5, 2014   10-Q   001-33843   5/15/2014   10.3    
10.6.1*   Letter Agreement dated October 15, 2010 with Scott A. Bailey   S-1   333-178049   11/18/2011   10.6    
10.6.2*   Letter agreement between Scott A. Bailey and Synacor, Inc. dated June 25, 2013   10-Q   001-33843   8/13/2013   10.6    

 

 

 
 

 

                         
        Incorporated by Reference    
                Date of   Exhibit   Filed
Exhibit No.   Description   Form   File No.   Filing   Number   Herewith
10.6.3*   Severance Agreement with Scott A. Bailey   10-K   001-33843   3/26/2014   10.6.3    
10.6.4*   Letter Agreement dated July 24, 2013 with Scott A. Bailey   10-K   001-33843   3/26/2014   10.6.4    
10.7.1*   Employment and Noncompetition Agreement dated December 22, 2000 between George G. Chamoun and CKMP, Inc.   S-1   333-178049   11/18/2011   10.7.1    
10.7.2*   Severance Agreement with George G. Chamoun   S-1/A   333-178049   12/23/2011   10.7.2    
10.7.3*   Letter Agreement dated March 26, 2014 with George G. Chamoun   10-K   001-33843   3/26/2014   10.7.3    
10.7.4*   Amendment to Severance Agreement dated March 26, 2014 with George G. Chamoun   10-K   001-33843   3/26/2014   10.7.4    
10.8.1*   Letter Agreement dated August 3, 2011 with William J. Stuart   S-1   333-178049   11/18/2011   10.8    
10.8.2*   Severance Agreement with William J. Stuart   10-K   001-33843   3/26/2014   10.8.2    
10.8.3*   Letter Agreement dated August 26, 2013 with William J. Stuart   10-K   001-33843   3/26/2014   10.8.3    
10.9.1†   Amended and Restated Master Services Agreement between Charter Communications Operating, LLC and Synacor, Inc. dated April 1, 2010   S-1/A   333-178049   2/1/2012   10.9.1    
10.9.2†   Amendment #1 to Amended and Restated Master Services Agreement between Charter Communications Operating, LLC and Synacor, Inc. dated October 1, 2010   S-1/A   333-178049   1/13/2012   10.9.2    
10.9.3†   Amendment #2 to Amended and Restated Master Services Agreement between Charter Communications Operating, LLC and Synacor, Inc. dated May 25, 2011   S-1/A   333-178049   1/13/2012   10.9.3    
10.9.4†   Amendment #3 to Amended and Restated Master Services Agreement between Charter Communications Operating, LLC and Synacor, Inc. dated December 9, 2011   S-1/A   333-178049   1/13/2012   10.9.4    
10.9.5   Letter agreement between Charter Communications Operating, LLC and Synacor, Inc. dated March 28, 2013   10-Q   001-33843   5/14/2013   10.1    
10.9.6†   Amendment #4 to Amended and Restated Master Services Agreement between Charter Communications Operating, LLC and Synacor, Inc. dated April 1, 2013   10-Q   001-33843   8/13/2013   10.2    
                         

 

 

 
 

 

                         
        Incorporated by Reference    
                Date of   Exhibit   Filed
Exhibit No.   Description   Form   File No.   Filing   Number   Herewith
10.9.7†   Amendment #5 to Amended and Restated Master Services Agreement between Charter Communications Operating, LLC and Synacor, Inc. dated June 12, 2014   10-Q   001-33843   8/14/2014   10.2    
10.10.1†   Amended and Restated Master Services Agreement between Qwest Corporation and Synacor, Inc. dated January 1, 2012   10-Q   001-33843   11/14/2012   10.1.1    
10.10.2†   Amendment #1 to Amended and Restated Master Services Agreement between Qwest Corporation and Synacor, Inc. dated July 1, 2012   10-Q   001-33843   11/14/2012   10.1.2    
10.10.3†   Amendment #2 to Master Services Agreement between Qwest Corporation and Synacor, Inc. dated August 23, 2012   10-Q   001-33843   11/14/2012   10.1.3    
10.10.4†   Amendment #3 to Amended and Restated Master Services Agreement between Qwest Corporation and Synacor, Inc. dated December 7, 2012   10-Q   001-33843   5/15/2014   10.2.1    
10.10.5†   Fifth Amendment to Amended and Restated Master Services Agreement between Qwest Corporation and Synacor, Inc. dated January 29, 2013   10-Q   001-33843   5/15/2014   10.2.2    
10.10.6†   Sixth Amendment to Amended and Restated Master Services Agreement between Qwest Corporation and Synacor, Inc. dated November 1, 2013   10-Q   001-33843   5/15/2014   10.2.3    
10.10.7   Seventh Amendment to Amended and Restated Master Services Agreement between Qwest Corporation and Synacor, Inc. dated October 12, 2014                   X
10.11*   2007 Management Cash Incentive Plan   10-Q   001-33843   5/15/2012   10.1    
10.12.1†   Master Services and Linking Agreement between Toshiba America Information Systems, Inc. and Synacor, Inc. dated July 1, 2010   S-1/A   333-178049   2/1/2012   10.12    
10.12.2†   Amendment #1 to Master Services and Linking Agreement between Toshiba America Information Systems, Inc. and Synacor, Inc. dated December 1, 2011   10-Q   001-33843   11/14/2013   10.2.1    
10.12.3†   Amendment #2 to Master Services and Linking Agreement between Toshiba America Information Systems, Inc. and Synacor, Inc. dated September 4, 2013   10-Q   001-33843   11/14/2013   10.2.2    
10.12.4†   Amendment #3 to Master Services and Linking Agreement between Toshiba America Information Systems, Inc and Synacor, Inc. dated September 4, 2013   10-Q   001-33843   11/14/2013   10.2.3    
                         
                         

 

 

 
 

 

                         
        Incorporated by Reference    
                Date of   Exhibit   Filed
Exhibit No.   Description   Form   File No.   Filing   Number   Herewith
10.12.5   Amendment #4 to Master Services and Linking Agreement between Toshiba America Information Systems, Inc. and Synacor, Inc. dated September 4, 2013   10-Q   001-33843   11/14/2013   10.2.4    
10.12.6†   Statement of Work #1 governed by Master Services and Linking Agreement between Toshiba America Information Systems, Inc. and Synacor, Inc. dated September 24, 2013   10-Q   001-33843   11/14/2013   10.2.5    
10.12.7   Amendment #5 to Master Services and Linking Agreement between Toshiba America Information Systems, Inc. and Synacor, Inc. dated September 25, 2014   10-Q   001-33843   11/14/2014   10.2    
10.12.8#   Amendment #6 to Master Services and Linking Agreement between Toshiba America Information System, Inc. and Synacor, Inc. dated August 5, 2014                   X
10.12.9#   Marketing Services Statement of Work governed by Master Services and Linking Agreement between Toshiba America Information Systems, Inc. and Synacor, Inc. dated December 22, 2014                   X
10.13.1†   Google Services Agreement between Google Inc. and Synacor, Inc. dated March 1, 2011   S-1/A   333-178049   2/1/2012   10.13.1    
10.13.2†   Amendment Number One to Google Services Agreement between Google Inc. and Synacor, Inc. dated July 1, 2011   S-1/A   333-178049   12/29/2011   10.13.2    
10.13.3†   Amendment Number Two to Google Services Agreement between Google Inc. and Synacor, Inc. dated May 1, 2012   10-Q   001-33843   8/13/2013   10.1.1    
10.13.4†   Amendment Number Three to Google Services Agreement between Google Inc. and Synacor, Inc. dated May 1, 2013   10-Q   001-33843   8/13/2013   10.1.2    
10.13.5†   Amendment Number Four to Google Services Agreement between Google Inc. and Synacor, Inc. dated March 1, 2014   10-Q   001-33843   5/15/2014   10.1    
10.13.6#   Amendment Number Five to Google Services Agreement between Google Inc. and Synacor, Inc. dated August 1, 2014                   X
10.14.1   Sublease dated March 3, 2006 between Ludlow Technical Products Corporation and Synacor, Inc.   S-1   333-178049   11/18/2011   10.14.1    
10.14.2   First Amendment to Sublease dated September 25, 2006   S-1   333-178049   11/18/2011   10.14.2    
10.14.3   Second Amendment to Sublease dated February 27, 2007   S-1   333-178049   11/18/2011   10.14.3    
10.15.1*   Letter Agreement dated March 1, 2008 with Jordan Levy   S-1/A   333-178049   1/30/2012   10.15.1    
                         

 

 
 

 

                         
        Incorporated by Reference    
                Date of   Exhibit   Filed
Exhibit No.   Description   Form   File No.   Filing   Number   Herewith
10.15.2*   Letter Agreement dated June 23, 2009 with Jordan Levy   S-1/A   333-178049   1/30/2012   10.15.2    
10.15.3*   Letter Agreement dated March 1, 2008 with Ronald N. Frankel   S-1/A   333-178049   1/30/2012   10.15.3    
10.15.4*   Letter Agreement dated June 23, 2009 with Ronald N. Frankel   S-1/A   333-178049   1/30/2012   10.15.4    
10.15.5*   Letter Agreement dated March 1, 2008 with George G. Chamoun   S-1/A   333-178049   1/30/2012   10.15.5    
10.15.6*   Letter Agreement dated June 23, 2009 with George G. Chamoun   S-1/A   333-178049   1/30/2012   10.15.6    
10.16*   Form of Common Stock Repurchase Agreement   S-1/A   333-178049   1/30/2012   10.16    
10.17.1†   Master Services Agreement between Verizon Corporate Services Group Inc. and Synacor, Inc. dated July 25, 2011   10-K   001-33843   3/26/2013   10.17.1    
10.17.2†   Amendment #1 to Master Services Agreement between Verizon Corporate Services Group Inc. and Synacor, Inc. dated December 20, 2012   10-K   001-33843   3/26/2013   10.17.2    
10.17.3†   Amendment #2 to Master Services Agreement between Verizon Corporate Services Group, Inc. and Synacor, Inc. dated April 1, 2013   10-Q   001-33843   8/13/2013   10.3    
10.17.4†   Amendment #3 to Master Services Agreement between Verizon Corporate Services Group, Inc. and Synacor, Inc. dated June 6, 2014   10-Q   001-33843   8/14/2014   10.1    
10.18.1†   Joint Venture Agreement between Maxit Technology Incorporate, Synacor China, Ltd. and Synacor, Inc. dated March 11, 2013   10-Q   001-33843   5/14/2013   10.2.1    
10.18.2†   Shareholders Agreement between Maxit Technology Incorporated, Synacor China, Ltd. and Synacor, Inc. dated March 11, 2013   10-Q   001-33843   5/14/2013   10.2.2    
10.18.3†   Amendment to the Joint Venture Agreement dated December 6, 2013   10-K   001-33843   3/26/2014   10.18.3    
10.19.1*   Special Purpose Recruitment Plan   Schedule 14A   001-33843   4/5/2013   App. A    
10.19.2*   Form of Stock Option Agreement (Early Exercise) under Special Purpose Recruitment Plan   10-Q   001-33843   8/13/2013   10.5    
10.20.1   Loan and Security Agreement between Silicon Valley Bank and Synacor, Inc. dated September 27, 2013   10-Q   001-33843   11/14/2013   10.1    
10.20.2   First Amendment to the Loan and Security Agreement between Silicon Valley Bank and Synacor, Inc. dated October 28, 2014                   X^

 

 

 
 

                         
                         
        Incorporated by Reference    
                Date of   Exhibit   Filed
Exhibit No.   Description   Form   File No.   Filing   Number   Herewith
10.21.1*   Employment Letter Agreement with Himesh Bhise dated August 4, 2014   10-Q   001-33843   11/14/2014   10.1.1    
10.21.2*   Stock Option Agreement with Himesh Bhise granted on August 4, 2014   10-Q   001-33843   11/14/2014   10.1.2    
21.1   List of subsidiaries                   X^
23.1   Consent of Deloitte & Touche LLP                   X^
24.1   Power of Attorney (contained in the signature page of the Original Filing)                   X^
31.1   Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002                   X
31.2   Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002                   X
32.1‡   Certifications of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002                    
101.INS   XBRL Instance Document                   X^
101.SCH   XBRL Taxonomy Extension Schema                   X^
101.CAL   XBRL Taxonomy Extension Calculation Linkbase                   X^
101.LAB   XBRL Taxonomy Extension Label Linkbase                   X^
101.PRE   XBRL Taxonomy Extension Presentation Linkbase                   X^
101.DEF   XBRL Taxonomy Extension Definition Linkbase                   X^
                         

 

Notes:

     
  † Confidential treatment has been granted for portions of this document. The omitted portions have been filed with the Securities and Exchange Commission.
     
  # Confidential treatment requested for potions of this document. The omitted portions have been filed with the Securities and Exchange Commission.
     
  ‡ This certification is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act, or otherwise subject to the liability of that section. Such certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except to the extent that Synacor, Inc. specifically incorporates it by reference.
     
  * Indicates management contract or compensatory plan or arrangement.
     
  ^ Filed as an exhibit to the Original Filing.

 

 

 

Synacor, Inc. Reports