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EX-99.1 - LETTER TO JEFFREY E. EBERWEIN OF LONE STAR VALUE MANAGEMENT, LLC - DAKOTA PLAINS HOLDINGS, INC.dakota150565_ex99-1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

 

 

 

 

 

FORM 8-K

 

 

 

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 17, 2015

 

 

 

 

 

 

Dakota Plains Holdings, Inc.
(Exact name of registrant as specified in its charter)

 

 

 

 

 

Nevada

 

000-53390

 

20-2543857

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)


 

 

 

294 Grove Lane East
Wayzata, Minnesota

 

55391

(Address of principal executive offices)

 

(Zip Code)

 

 

Registrant’s telephone number, including area code: (952) 473-9950

 

N/A

(Former Name or former address if changed since last report.)

 

 

 

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






 

 

Item 7.01

Regulation FD Disclosure.

          On February 17, 2015, the board of directors of Dakota Plains Holdings, Inc. sent a letter to Jeffrey E. Eberwein at Lone Star Value Management, LLC. A copy of the letter is filed under this report as Exhibit 99.1 and incorporated herein by reference.

          The information contained in this Item 7.01 and Exhibit 99.1 is being furnished, and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under Section 18. Furthermore, the information contained in this Item 7.01 and Exhibit 99.1 shall not be deemed to be incorporated by reference into our filings under the Securities Act of 1933, as amended, or the Exchange Act.

 

 

Item 9.01

Financial Statements and Exhibits.

          (d) Exhibits.

 

 

99.1

Letter to Jeffrey E. Eberwein of Lone Star Value Management, LLC dated February 17, 2015.






SIGNATURES

          Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

DAKOTA PLAINS HOLDINGS, INC.

 

 

 

 

Date: February 17, 2015

 

By:

/s/ Timothy R. Brady

 

 

 

Timothy R. Brady

 

 

 

Chief Financial Officer and Treasurer






EXHIBIT INDEX

 

 

99.1

Letter to Jeffrey E. Eberwein of Lone Star Value Management, LLC dated February 17, 2015.