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EX-99.1 - EX-99.1 - Moelis & Coa15-3805_1ex99d1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): February 5, 2015

 

 

MOELIS & COMPANY

 

 

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

 

001-36418

 

46-4500216

(State or other jurisdiction of
incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

399 Park Avenue, 5th Floor

 

 

New York, New York

 

10022

(Address of principal executive offices)

 

(Zip Code)

 

 

Registrant’s telephone number, including area code (212) 883-3800

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

o          Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o          Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o          Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o          Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



 

Item 2.02

Results of Operations and Financial Condition

 

On February 5, 2015, Moelis & Company issued a press release announcing financial results for its fourth quarter ended December 31, 2014.

 

A copy of the press release is attached hereto as Exhibit 99.1. All information in the press release is furnished but not filed.

 

Item 9.01

Financial Statements and Exhibits

 

(d)                                 Exhibits:

 

Exhibit

Number

 

Description

99.1

 

Press release of Moelis & Company dated February 5, 2015.

 



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

MOELIS & COMPANY

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

       /s/ Joseph Simon

 

 

Name: Joseph Simon

 

 

Title: Chief Financial Officer

 

Date: February 5, 2015

 



 

EXHIBIT INDEX

 

Exhibit
Number

 

Description

99.1

 

Press release of Moelis & Company dated February 5, 2015.