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EX-99.1 - EX-99.1 - CU Bancorpd863923dex991.htm





Washington, D.C. 20549







Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 2, 2015




(Exact name of registrant as specified in its charter)




California   001-35683   90-0779788

(State or other jurisdiction

of incorporation)



File Number


(I.R.S. Employer

Identification No.)


15821 Ventura Boulevard, Suite 100- Encino, CA   91436
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (818) 257-7700


(Former name or former address, if change since last report)



Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 2.02 Results of Operations and Financial Condition

On February 2, 2015 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter and year ended December 31, 2014. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this report (including Exhibit 99.1) is being furnished under Item 2.02 (Results of Operations and Financial Condition) of Form 8-K. Pursuant to General Instruction B.2 of Form 8-K, the information in Items 2.02 and 9.01 in this Form 8-K, including the exhibits shall not be deemed to be “filed” with the Securities and Exchange Commission for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing, regardless of any general incorporation language in any such filing.


Item 9.01 Financial Statements and Exhibits

(d) Exhibits


99.1    Press Release dated February 2, 2015 reporting the financial results of CU Bancorp for the quarter and year ended December 31, 2014.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


February 2, 2015     CU BANCORP

/s/ Anita Wolman

    Anita Wolman
    Executive Vice President, General Counsel & Corporate Secretary

Exhibit Index





99.1    Press Release dated February 2, 2015 reporting the financial results of CU Bancorp for the quarter and year ended December 31, 2014.