Attached files

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EX-10.2 - EX-10.2 - Las Vegas Resort Investment Company, LLC.d846480dex102.htm
EX-31.2 - EX-31.2 - Las Vegas Resort Investment Company, LLC.d846480dex312.htm
EX-31.1 - EX-31.1 - Las Vegas Resort Investment Company, LLC.d846480dex311.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 10-Q/A

Amendment No. 2

 

 

Mark One)

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended June 30, 2014

or

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                      to                     

Commission File Number: 000-55258

 

 

Stockbridge/SBE Investment Company, LLC

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   45-5141749

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

2535 Las Vegas Boulevard South

Las Vegas, Nevada

  89109
(Address of principal executive offices)   (Zip Code)

415-658-3300

(Registrant’s telephone number, including area code)

Not applicable

(Former name, former address and former fiscal year, if changed since last report)

 

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    ¨  Yes    x  No

        Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    ¨  Yes    x  No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, anon-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ¨    Accelerated filer   ¨
Non-accelerated filer   x  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    ¨  Yes    x  No

APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY

PROCEEDINGS DURING THE PRECEDING FIVE YEARS:

Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court.    ¨  Yes    ¨  No

APPLICABLE ONLY TO CORPORATE ISSUERS:

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.

 

 

 


EXPLANATORY NOTE

The sole purpose of this amendment to Stockbridge/SBE Investment Company, LLC’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2014, filed with the Securities and Exchange Commission on August 21, 2014 (the “Form 10-Q”), is to refile in unredacted form Exhibit 10.2 (Employment Agreement, dated as of June 14, 2014, by and among SBEHG Las Vegas I, LLC, SB Gaming, LLC, Robert L. Oseland II, Stockbridge/SBE Holdings, LLC, Stockbridge Real Estate Fund III-A, LP and Stockbridge Real Estate Fund III-C, LP) hereto, which was originally filed in redacted form pursuant to a confidential treatment request. Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, this amendment restates in its entirety Item 6 of the Form 10-Q and contains new certifications pursuant to Rule 13a-14(a)/15d-14(a), which are filed herewith. Because no financial statements have been included in this amendment and this amendment does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4 and 5 of such certifications have been omitted.

No other changes have been made to the Form 10-Q. This amendment speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the Form 10-Q.


Item 6. Exhibits.

 

Exhibit     
10.1#+    Second Amended and Restated Management Agreement, dated as of June 16, 2014, by and between Stockbridge/SBE Holdings, LLC and SBEHG Las Vegas I, LLC
10.2    Employment Agreement, dated as of June 14, 2014, by and among SBEHG Las Vegas I, LLC, SB Gaming, LLC, Robert L. Oseland II, Stockbridge/SBE Holdings, LLC, Stockbridge Real Estate Fund III-A, LP and Stockbridge Real Estate Fund III-C, LP
10.3#+    Casino License Agreement, dated as of June 16, 2014, by and between Stockbridge/SBE Holdings, LLC and SB Gaming, LLC
10.4+    Employee Lease Agreement, dated as of June 16, 2014, by and among SBEHG Las Vegas I, LLC, SB Gaming, LLC and, solely as to Articles 9 and 18 thereof, Stockbridge/SBE Holdings, LLC (incorporated by reference to Exhibit 10.13 to the Company’s Post-Effective Amendment No. 1 to the Registration Statement on Form 10 filed with the SEC on July 31, 2014)
31.1    Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a)
31.2    Certification of Vice President of Finance pursuant to Rule 13a-14(a)/15d-14(a)
32+    Certification of Chief Executive Office and Vice President of Finance pursuant to 18 U.S.C. Section 1350
101+    The following financial information from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2014, filed with the SEC on August 21, 2014 formatted in Extensible Business Reporting Language (XBRL):
  

i.        the consolidated statements of operations for the three and six months ended June 30, 2014 and 2013;

 

ii.       the consolidated balance sheets as of June 30, 2014 and December 31, 2013;

 

iii.      the consolidated statements of cash flows for the six months ended June 30, 2014 and 2013; and

 

iv.      the notes to consolidated financial statements.

  
  
  

 

# Certain information in this exhibit has been omitted and filed separately with the Securities and Exchange Commission pursuant to a confidential treatment request under 17 C.F.R. Sections 200.80(b)(4) and 240.24b-2.
+ Previously filed as an exhibit to the Company’s quarterly report on Form 10-Q for the period ended June 30, 2014, filed with the Securities and Exchange Commission on August 21, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

      Stockbridge/SBE Investment Company, LLC

January 6, 2015

      By:   

/s/ Terrence E. Fancher

         Terrence E. Fancher
         Chief Executive Officer
         (Principal Executive Officer)

January 6, 2015

      By:   

/s/ Gabriel Frumusanu

         Gabriel Frumusanu
         Vice President of Finance
         (Principal Financial Officer)


EXHIBIT INDEX

 

Exhibit     
10.1#+    Second Amended and Restated Management Agreement, dated as of June 16, 2014, by and between Stockbridge/SBE Holdings, LLC and SBEHG Las Vegas I, LLC
10.2    Employment Agreement, dated as of June 14, 2014, by and among SBEHG Las Vegas I, LLC, SB Gaming, LLC, Robert L. Oseland II, Stockbridge/SBE Holdings, LLC, Stockbridge Real Estate Fund III-A, LP and Stockbridge Real Estate Fund III-C, LP
10.3#+    Casino License Agreement, dated as of June 16, 2014, by and between Stockbridge/SBE Holdings, LLC and SB Gaming, LLC
10.4+    Employee Lease Agreement, dated as of June 16, 2014, by and among SBEHG Las Vegas I, LLC, SB Gaming, LLC and, solely as to Articles 9 and 18 thereof, Stockbridge/SBE Holdings, LLC (incorporated by reference to Exhibit 10.13 to the Company’s Post-Effective Amendment No. 1 to the Registration Statement on Form 10 filed with the SEC on July 31, 2014)
31.1    Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a)
31.2    Certification of Vice President of Finance pursuant to Rule 13a-14(a)/15d-14(a)
32+    Certification of Chief Executive Office and Vice President of Finance pursuant to 18 U.S.C. Section 1350
101+    The following financial information from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2014, filed with the SEC on August 21, 2014 formatted in Extensible Business Reporting Language (XBRL):
  

i.        the consolidated statements of operations for the three and six months ended June 30, 2014 and 2013;

 

ii.       the consolidated balance sheets as of June 30, 2014 and December 31, 2013;

 

iii.      the consolidated statements of cash flows for the six months ended June 30, 2014 and 2013; and

 

iv.      the notes to consolidated financial statements.

  
  
  

 

# Certain information in this exhibit has been omitted and filed separately with the Securities and Exchange Commission pursuant to a confidential treatment request under 17 C.F.R. Sections 200.80(b)(4) and 240.24b-2.
+ Previously filed as an exhibit to the Company’s quarterly report on Form 10-Q for the period ended June 30, 2014, filed with the Securities and Exchange Commission on August 21, 2014.