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EX-99.1 - EX-99.1 - Nuveen Dow 30sm Dynamic Overwrite Fundd841115dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 22, 2014

 

 

Nuveen Dow 30SM Dynamic Overwrite Fund

(Exact name of registrant as specified in its charter)

 

 

 

Massachusetts   811-22970   47-1393396

(State or other jurisdiction

of incorporation)

  (Commission
File Number)
 

(I.R.S. Employer

Identification No.)

 

333 West Wacker Drive

Chicago, Illinois

  60606
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (800) 257-8787

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 20e-4(c) under the Exchange Act (17 CFR 240.20e-4(c))

 

 

 


Item 7.01. Regulation FD Disclosure.

On December 22, 2014, Nuveen Investments issued a press release announcing, among other things, the combination of Dow 30SM Enhanced Premium & Income Fund Inc. and Dow 30SM Premium & Dividend Income Fund Inc. into a single new fund, Nuveen Dow 30SM Dynamic Overwrite Fund, managed by Nuveen Fund Advisors, LLC and sub-advised by Nuveen Asset Management, LLC. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

 

Number

  

Exhibit

99.1    Press release of Nuveen Investments dated December 22, 2014


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND
Date: December 22, 2014     By:  

/s/ Kevin J. McCarthy

      Kevin J. McCarthy
      Vice President and Secretary


INDEX TO EXHIBITS

 

Number

  

Exhibit

99.1    Press release of Nuveen Investments dated December 22, 2014