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EX-99.1 - EX-99.1 - Ben Franklin Financial, Inc.d839555dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 17, 2014

 

 

BEN FRANKLIN FINANCIAL, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Maryland   333-198702   61-1746204

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File No.)

 

(I.R.S. Employer

Identification No.)

 

830 East Kensington Road, Arlington Heights, Illinois   60004
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (847) 398-0990

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events

On December 17, 2014, Ben Franklin Financial, Inc. (the “Company”), the proposed stock holding company for Ben Franklin Bank of Illinois, issued a press release announcing the completion of the subscription offering in connection with the mutual-to-stock conversion of Ben Franklin Financial, MHC. The Company also announced that it has extended the community offering. The Company’s press release is filed as Exhibit 99.1 hereto and incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit
No.

  

Description

99.1    Press Release dated December 17, 2014


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      BEN FRANKLIN FINANCIAL, INC.
DATE: December 17, 2014     By:  

/s/ C. Steven Sjogren

      C. Steven Sjogren
      Chairman, President and Chief Executive Officer