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EX-99.2 - CORPORATE PRESENTATION - Spotlight Innovation Inc.stlt_ex992.htm
EX-99.3 - PRESS RELEASE - Spotlight Innovation Inc.stlt_ex993.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

December 4, 2014
Date of Report (Date of earliest event reported)

 

SPOTLIGHT INNOVATION INC.

(Exact name of registrant as specified in its charter)

 

Nevada

 

333-141060

 

98-0518266

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

  

6750 Westown Parkway, Suite 200-226

West Des Moines, IA

 

50266

(Address of principal executive offices)

 

(Zip Code)

 

(515) 274-9087
Registrant’s telephone number, including area code

 

N/A 

 (Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01. Regulation FD Disclosure.

 

Spotlight Innovation Inc., (the “Company”) prepared corporate presentation materials. The materials will be available on the Company’s website and filed herewith as Exhibit 99.2.

 

The Company cautions you that the presentation attached hereto as Exhibit 99.2 contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act, as amended. Statements in the presentation that are not purely historical are forward-looking statements including, but not limited to, the Company’s ability to execute its business plan, obtain regulatory approval for products under development, enter into partnering agreements, realize revenue and pursue growth opportunities, some of which are outside the control of the Company. Readers and attendees are cautioned not to place undue reliance on these forward-looking statements as actual results could differ materially from the forward-looking statements contained herein. Company disclaims any intention to update this presentation.

 

Item 8.01 Other Events.

 

On December 4, 2014 the Company issued a press release disclosing that a request was submitted to the Center for Drug Evaluation and Research at the Food and Drug Administration to reactivate and transfer the Celtic Biotech (Ireland) National Drug Code (NDC) registration to Celtic Biotech Iowa Inc. in anticipation of the manufacture and commercialization of a proprietary transdermal delivery gel product.

 

By filing this Current Report on Form 8-K and furnishing the information, the Company makes no admission as to the materiality of the disclosure in this report. The information contained in the presentation is summary information that is intended to be considered in the context of the Company’s filings with the SEC and other public announcements that the Company makes, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained in this Item, although it may do so from time to time as its management believes is appropriate. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosure.

 

The information furnished in this Form 8-K and the Exhibits attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits.

 

 

Filed with this

 

Incorporated by reference

Exhibit No.

Description

 

Current Report

 

Form 

 

Filing Date

 

Exhibit No.

99.2

 

Corporate Presentation

 

x

 

     
           
99.3 Press Release dated December 4, 2014 x      

 

 
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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

  SPOTLIGHT INNOVATION INC.  
       
Date: December 4, 2014 By /s/ Cristopher Grunewald  
  Name: Cristopher Grunewald  
  Title: President  

 

 

 

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