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EX-1 - Barclays Dryrock Funding LLCex1-1.htm
EX-4.4 - EXECUTED COPY - Barclays Dryrock Funding LLCex4-4.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

____________

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) November 26, 2014

 

 

  BARCLAYS DRYROCK FUNDING LLC  

(as Depositor of the Barclays Dryrock Issuance Trust)

(Exact Name of Registrant as Specified in its Charter)

 

on behalf of

 

Barclays Dryrock Issuance Trust

 

    Delaware   333-197848-02   45-5441359    
    (State or Other Jurisdiction of Incorporation or Organization)   (Commission File Number)   (I.R.S. Employer Identification Number)    
 
 

100 S. West Street

Office 120

Wilmington, DE 19801

(302) 255-7073

 
 

(Address, Including Zip Code, and Telephone Number,

Including Area Code, of each Registrant’s Principal Executive Offices)

 
 
  N/A  
(Former Name or Former Address, if Changed Since Last Report)
 
 
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
 
   
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨ Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12)
   
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
   
                     
 
 

 

 

  INFORMATION TO BE INCLUDED IN THE REPORT
   
Item 8.01. Other Events
   
  On November 26, 2014, Barclays Dryrock Issuance Trust issued Asset Backed Notes, Series 2014-5.
   
Item 9.01.   Financial Statements and Exhibits
   
  The following are filed as an Exhibit to this Report.
     
  Exhibit 1.1 Series 2014-5 Underwriting Agreement dated as of November 20, 2014.
     
  Exhibit 4.4 Series 2014-5 Indenture Supplement dated as of November 26, 2014.
     

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

BARCLAYS DRYROCK FUNDING LLC,
  as depositor of Barclays Dryrock Issuance Trust
   
  By:  /s/ Deepesh Jain
    Name:  Deepesh Jain
Title:    Vice President and Treasurer

 

 

November 26, 2014

 

 
 

EXHIBIT INDEX

 

 

Exhibit Description
   
Exhibit 1.1 Series 2014-5 Underwriting Agreement dated as of November 20, 2014.
   
Exhibit 4.4 Series 2014-5 Indenture Supplement dated as of November 26, 2014.