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EX-10.1 - FORM OF SUBSCRIPTION AGREEMENT - GASE ENERGY, INC.f8k112014ex10i_gaseenergy.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 20, 2014

 

Commission File Number: 333-179321

 

  GASE ENERGY, INC.  
  (Exact name of registrant as specified in its charter)  

 

Delaware   46-0525801
(State or other jurisdiction
of incorporation)
  (IRS Employer
Identification Number)

 

173 Keith St., Suite 300

Warrenton, VA 20186

(Address of principal executive offices)

 

 

Tel: 540-347-2212

Fax: 540-347-2291

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
 

 

ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

 

On November 20, 2014, GASE Energy, Inc., a Delaware corporation (the “Company”) consummated a private placement of an aggregate of 30,000 shares of its common stock, par value $0.0001 per share (“Common Stock”), for gross proceeds of $30,000 at a per share price of $1.00 pursuant to a Subscription Agreement with an accredited investor.

 

The Subscription Agreement contains representations and warranties of the Company and the investor which are customary for transactions of this type. It also obligates the parties to the agreement to indemnify each other for any losses arising out of any breach of the agreement or failure by such party to perform with respect to the representations, warranties or covenants contained in the agreement.

 

The foregoing description of the Subscription Agreement is qualified in its entirety by the text of the agreement annexed hereto as Exhibit 10.1.

 

ITEM 3.02 UNREGISTERED SALE OF EQUITY SECURITIES.

 

Reference is made to Item 1.01. The issuance of the Company’s securities described herein was effectuated pursuant to the exemption from the registration requirements of the 1933 Act provided by Section 4(2) of the Act and Regulation D promulgated thereunder.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

 

(d) The following exhibits are filed with this report:

 

Exhibit No.   Description
10.1   Form of Subscription Agreement

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

  GASE Energy, Inc.
     
Dated: November 24, 2014 By: /s/ Michael Doron
  Name: Michael Doron
  Title: Chairman

 

 

 

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