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EX-99.1 - EX-99.1 - Triumph Bancorp, Inc.d824583dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 20, 2014

 

 

Triumph Bancorp, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Texas   001-36722   20-0477066

(State or other jurisdiction

of incorporation)

 

(Commission

File No.)

 

(I.R.S. Employer

Identification No.)

 

12700 Park Central Drive, Suite 1700

Dallas, Texas

  75251
(Address of principal executive offices)   (Zip Code)

(214) 365-6900

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2b)

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)

 

 

 


Item 8.01 Other Events

On November 20, 2014, Triumph Bancorp, Inc. (the “Company”) issued a press release announcing the full exercise of the over-allotment option granted to the underwriters to purchase an additional 1,005,000 shares of its common stock at a public offering price of $12.00 per share, less underwriting discounts and commissions, in connection with its previously announced initial public offering of 6,700,000 shares of common stock. A copy of the press release is attached hereto as Exhibit 99.1 and is being furnished to the Securities and Exchange Commission and shall not be deemed “filed” for any purpose.

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
No.

  

Description

99.1    Press release dated November 20, 2014

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

    TRIUMPH BANCORP, INC.
Date: November 20, 2014       By:  

/s/ Adam D. Nelson

        Name:   Adam D. Nelson
        Title:   Senior Vice President & General Counsel

 

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EXHIBIT INDEX

 

Exhibit
No.

  

Description

99.1    Press release dated November 20, 2014

 

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