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EX-99.1 - EX-99.1 - REVA Medical, Inc.a14-24603_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report:  November 14, 2014

(Date of earliest event reported)

 

REVA MEDICAL, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

000-54192

 

33-0810505

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

5751 Copley Drive, San Diego, CA

 

92111

(Address of principal executive offices)

 

(Zip Code)

 

(858) 966-3000

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 7.01  Regulation FD Disclosure.

 

On November 14, 2014 (Australian Eastern Daylight Time), Reva Medical, Inc. (the “Company”) lodged its Appendix 3B with the Australian Securities Exchange announcing the issuance of an aggregate of 250 convertible notes (the “Notes”), each having an issue price of US$100,000 and a face value of US$100,000, together with 35,000 options for each of the Notes purchased, with each option entitling the holder thereof to subscribe for one share of the Company’s common stock.

 

The foregoing description of the Appendix 3B is not complete and is qualified in its entirety by reference to the Appendix 3B, which is filed as Exhibit 99.1 to this current report and incorporated herein by reference.

 

Item 8.01  Other Events.

 

The disclosure in Item 7.01 above regarding the Appendix 3B is incorporated herein by reference.

 

Item 9.01  Financial Statements and Exhibits.

 

(d)                                                         Exhibits.

 

Exhibit
Number

 

Description of Exhibits

 

 

 

99.1

 

Appendix 3B dated November 14, 2014 lodged with the Australian Securities Exchange.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

REVA Medical, Inc.

 

 

 

 

Date: November 17, 2014

/s/ Katrina L. Thompson

 

Katrina L. Thompson

 

Chief Financial Officer

 

(principal financial and

accounting officer)

 

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Index to Exhibits

 

Exhibit
Number

 

Description of Exhibits

 

 

 

99.1

 

Appendix 3B dated November 14, 2014 lodged with the Australian Securities Exchange.

 

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