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EX-99 - EXHIBIT 99 - EnSync, Inc.exh99.htm
 


 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

 
FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934


Date of report (Date of earliest event reported): November 13, 2014


ZBB Energy Corporation
      (Exact name of registrant as specified in charter)


Wisconsin
 
001-33540
 
39-1987014
(State or other jurisdiction
of incorporation)
 
(Commission
  file number)
 
(IRS Employer
Identification Number)
 
 N93 W14475 Whittaker Way, Menomonee Falls, Wisconsin   53051
 (Address of principal executive offices)   (Zip Code)
 
Registrant’s telephone number, including area code: (262) 253-9800  
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 

 
 
 
Item 2.02 Results of Operations and Financial Condition.
   
  On November 13, 2014, ZBB Energy Corporation announced its financial results for the quarter ended September 30, 2014. A copy of the press release is being furnished as Exhibit 99 to this Report on Form 8-K.
   
Item 9.01 Financial Statements and Exhibits.
   
  Exhibits
   
  The exhibits required to be furnished as a part of this Current Report on Form 8-K are listed in the Exhibit Index attached hereto and incorporated herein by reference.
 
 
 
 
 

 
 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  ZBB Energy Corporation
   
Dated: November 13, 2014 By: /s/ Eric C. Apfelbach                                  
  Name: Eric C. Apfelbach
  Title: Chief Executive Officer

 
 
 
 

 
 
 
EXHIBIT INDEX
 
Exhibit No. Exhibit Description
   
99 Press release, dated November 13, 2014, issued by ZBB Energy Corporation, furnished herewith