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EX-99.1 - EX-99.1 - Ashford Inc.a14-10016_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (date of earliest event reported): November 12, 2014

 

ASHFORD INC.

(Exact name of registrant as specified in its charter)

 

DELAWARE

 

001-36400

 

46-5292553

(State of Incorporation)

 

(Commission File Number)

 

(I.R.S. Employer
Identification
Number)

 

14185 Dallas Parkway, Suite 1100

 

 

Dallas, Texas

 

75254

(Address of principal executive offices)

 

(Zip code)

 

Registrant’s telephone number, including area code: (972) 490-9600

 

Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

ITEM 8.01— OTHER EVENTS

 

In connection with the planned spin-off of Ashford Inc. from Ashford Hospitality Trust, Inc. (“Ashford Trust”), to occur on or about November 12, 2014, the information attached hereto as Exhibit 99.1 is being distributed to holders of shares of Ashford Trust common stock of record as of November 11, 2014.

 

ITEM 9.01FINANCIAL STATEMENTS AND EXHIBITS

 

(d)                             Exhibits

 

Exhibit No.

 

Description

 

 

 

99.1

 

Information Statement of Ashford Inc. dated November 11, 2014.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: November 12, 2014

 

 

 

 

ASHFORD INC.

 

 

 

 

 

By:

/s/ David A. Brooks

 

 

David A. Brooks

 

 

Chief Operating Officer and General Counsel

 

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