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EX-99 - EXHIBIT 99.1 - GreenHunter Resources, Inc.ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_____

 

FORM 8-K

 _____

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 4, 2014

 _____

 

GREENHUNTER RESOURCES, INC.

(Exact Name of Registrant as Specified in its Charter)

 _____

 

Delaware

 

001-33893

 

20-4864036

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

1048 Texan Trail

Grapevine, Texas 76051

(Address of principal executive offices, including zip code)

 

(972) 410-1044

(Registrant’s telephone number, including area code)

 

Not applicable

(Former name or former address, if changed since last report)

 

_____ 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 2.02. Results of Operations and Financial Condition.

 

Item 7.01. Regulation FD Disclosure.

 

On Tuesday, November 4, 2014, GreenHunter Resources, Inc. (the “Company”) issued a press release announcing its financial and certain operating results for the third quarter ended September 30, 2014. A copy of the press release is furnished as part of this Current Report on Form 8-K as Exhibit 99.1.

 

**********

 

In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including the attached exhibit, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall the information or exhibit be deemed incorporated by reference into any registration statement or other filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
Number

  

Description

   

99.1

  

Financial and Operating Results Press Release, dated November 4, 2014

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

GREENHUNTER RESOURCES, INC.

     

Date: November 4, 2014

By:

   /s/ Morgan F. Johnston

   

   Name: Morgan F. Johnston

   

   Title:   Sr. VP, General Counsel and Secretary

 

 
 

 

 

EXHIBIT INDEX

 

Exhibit
Number

  

Description

   

99.1

  

Financial and Operating Results Press Release, dated November 4, 2014