Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - First Foundation Inc. | d815296dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 3, 2014
FIRST FOUNDATION INC.
(Exact name of registrant as specified in its charter)
| California | 0-55090 | 20-8639702 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 18101 Von Karman Avenue, Suite 700, Irvine, California | 92612 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (949) 202-4160
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 7.01 | Regulation FD Disclosure |
On November 3, 2014 First Foundation Inc. issued a press release reporting the commencement of trading of its shares of common stock on the NASDAQ Global Stock Market, under the ticker symbol “FFWM”.
In accordance with General Instruction B.2 of Form 8-K, the information contained in this Current Report on Form 8-K, including Exhibit 99.1, are being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, and such information and that Exhibit shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits. The following exhibit is being furnished with this Current Report on Form 8-K.
| Exhibit No. |
Description of Exhibit | |
| 99.1 | Press Release issued November 3, 2014 announcing the commencement of trading of the Company’s shares of common stock on the NASDAQ Global Stock Market under the trading symbol “FFWM”. | |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| FIRST FOUNDATION INC. | ||||||
| Date: November 3, 2014 | By: | /s/ JOHN M. MICHEL | ||||
| John M. Michel | ||||||
| Executive Vice President & Chief Financial Officer | ||||||
S-1
INDEX TO EXHIBITS
| Exhibit No. |
Description of Exhibit | |
| 99.1 | Press Release issued November 3, 2014 announcing the commencement of trading of the Company’s shares of common stock on the NASDAQ Global Stock Market under the trading symbol “FFWM”. | |
E-1