Attached files

file filename
EX-99.1 - EX-99.1 - Level 3 Parent, LLCa14-23230_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 28, 2014

 


 

LEVEL 3 COMMUNICATIONS, INC.

(Exact Name of Registrant as Specified in Charter)

 


 

Delaware

 

001-35134

 

47-0210602

(State or Other Jurisdiction

of Incorporation)

 

(Commission File Number)

 

(I.R.S. Employer

Identification No.)

 

1025 Eldorado Blvd.

Broomfield, Colorado 80021

(Address of Principal Executive Offices and Zip Code)

 

Registrant’s telephone number, including area code: (720) 888-1000

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07.  Submission of Matters to a Vote of Security Holders.

 

Level 3 Communications, Inc. (the “Company”) held a special meeting of stockholders on October 28, 2014 (the “Special Meeting”).  At the Special Meeting, stockholders present in person or by proxy voted on the matters described below.  The votes noted below are the final voting results.

 

There were 238,340,763 shares of the Company’s common stock entitled to vote at the Special Meeting and a total of 217,523,182 shares (91.27%) were represented at the meeting in person or by proxy.

 

1.              To approve the issuance of shares of the Company’s common stock (the “Stock Issuance Proposal”), par value $.01 per share, to tw telecom inc. (“tw telecom”) stockholders as contemplated by the Agreement and Plan of Merger, dated as of June 15, 2014, by and among tw telecom, the Company, Saturn Merger Sub 1, LLC, and Saturn Merger Sub 2, LLC (the “Merger Agreement”).

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-
Votes

 

196,941,114

 

182,481

 

444,408

 

19,955,179

 

 

2.              To approve the adoption of an amendment to the Company’s Restated Certificate of Incorporation increasing to 433,333,333 the number of authorized shares of the Company’s common stock (the “Charter Amendment Proposal”), par value $.01 per share, as contemplated by the Merger Agreement.

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-
Votes

 

216,162,985

 

548,607

 

811,590

 

0

 

 

3.              To approve a proposal to adjourn the Special Meeting, if necessary, to solicit additional proxies if there were not sufficient votes to approve the foregoing proposals.

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-
Votes

 

211,538,934

 

5,570,529

 

413,719

 

0

 

 

Item 8.01.  Other Events.

 

On October 28, 2014, the Company and tw telecom issued a joint press release announcing the results of the Special Meeting and the results of the special meeting of the tw telecom stockholders, a copy of which is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

 

2



 

Item 9.01.  Financial Statements and Exhibits.

 

(d) Exhibits. The following exhibit is filed herewith:

 

Exhibit

 

 

Number

 

Description

 

 

 

99.1

 

Joint Press Release of Level 3 Communications, Inc. and tw telecom inc., dated October 28, 2014.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

LEVEL 3 COMMUNICATIONS, INC.

 

 

 

 

 

 

 

 

Dated: October 28, 2014

 

By:

/s/ Neil J. Eckstein

 

 

Name: Neil J. Eckstein

 

 

Title: Senior Vice President, Assistant General Counsel

 

4



 

Exhibit Index

 

Exhibit

 

Description

 

 

 

99.1

 

Join Press Release of Level 3 Communications, Inc. and tw telecom inc., dated October 28, 2014.

 

5