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EX-99.1 - PRESS RELEASE - RCS Capital Corpv391844_ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 22, 2014

 


RCS Capital Corporation

(Exact name of registrant as specified in its charter)

 

Delaware   001-35924   38-3894716
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

405 Park Ave., 14th Floor
New York, NY
  10022
(Address of principal executive offices)   (Zip Code)

 

(866) 904-2988

(Registrant’s telephone number, including area code)

  

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

Item 8.01. Other Events.

 

On October 22, 2014, RCS Capital Corporation (the “Company”) issued a press release announcing that it will host an investor call and webcast to discuss its third quarter 2014 financial results on Thursday, November 13, 2014, at 11:00 a.m. Eastern Time. The call will be conducted by Edward M. Weil, Jr., Chief Executive Officer of the Company, Brian D. Jones, Chief Financial Officer of the Company, Larry Roth, Chief Executive Officer of Cetera Financial Group, Bill Dwyer, Chief Executive Officer of Realty Capital Securities, and Brian Nygaard, Chief Operating Officer of the Company.

 

A copy of the press release announcing the foregoing is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 


Exhibit No.
  Description
     
99.1   Press Release, dated October 22, 2014

  

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

RCS Capital Corporation

         
         
Date: October 22, 2014   By: /s/ Edward M. Weil, Jr.  
    Name: Edward M. Weil, Jr.  
    Title: Chief Executive Officer and Director