Attached files

file filename
EX-99 - EXHIBIT 99.1 - TOWERSTREAM CORPex99-1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 


 

 

Date of Report (Date of earliest event reported): October17, 2014

 

Towerstream Corporation


(Exact Name of Registrant as Specified in Charter)

 

Delaware

001-33449

20-8259086

(State or other jurisdiction
of incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

     

 

88 Silva Lane

Middletown, RI

02842

(Address of principal executive offices)

Zip Code

 

 

Registrant’s telephone number, including area code: (401) 848-5848

 

(Former name or former address, if changed since last report)

 

 



 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

  

ITEM 8.01           OTHER EVENTS.

 

On October 17, 2014, Towerstream Corporation (the “Company”), issued a press release relating to its October 16, 2014 consummation of a financing. A copy of the press release describing the financing is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

The Company will file a more comprehensive Current Report on Form 8-K with applicable disclosures relating to the financing on or prior to October 22, 2014.

 

The information contained in this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.  The furnishing of the information in this Current Report on Form 8-K is not intended to, and does not, constitute a representation that such furnishing is required by Regulation FD or that the information contained in this Current Report on Form 8-K constitutes material investor information that is not otherwise publicly available.

 

The Securities and Exchange Commission encourages registrants to disclose forward-looking information so that investors can better understand the future prospects of a registrant and make informed investment decisions. This Current Report on Form 8-K and exhibits may contain these types of statements, which are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, and which involve risks, uncertainties and reflect the Registrant’s judgment as of the date of this Current Report on Form 8-K. Forward-looking statements may relate to, among other things, operating results and are indicated by words or phrases such as “expects,” “should,” “will,” and similar words or phrases. These statements are subject to inherent uncertainties and risks that could cause actual results to differ materially from those anticipated at the date of this Current Report on Form 8-K. Investors are cautioned not to rely unduly on forward-looking statements when evaluating the information presented within.


ITEM 9.01           FINANCIAL STATEMENTS AND EXHIBITS

 

(d)           Exhibits.

 

Exhibit No.

 

Description

99.1

 

Press Release

 

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

  TOWERSTREAM CORPORATION
   

Dated: October 17, 2014

By: /s/ Joseph P. Hernon

 

            Joseph P. Hernon

 

            Chief Financial Officer