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EX-99.1 - EX-99.1 - Bank of the Carolinas CORPd798593dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 29, 2014

 

 

BANK OF THE CAROLINAS CORPORATION

 

(Exact name of Registrant as specified in its charter)

 

 

 

NORTH CAROLINA

 

000-52195

 

20-4989192

(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

135 BOXWOOD VILLAGE DRIVE,

MOCKSVILLE, NORTH CAROLINA 27028

 

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (336) 751-5755

Not Applicable

 

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events.

On September 29, 2014, Bank of the Carolinas Corporation (the “Registrant”) issued a press release announcing that it will hold its annual meeting of shareholders on December 4, 2014.

A copy of the Registrant’s press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit
No.

  

Description of Exhibit

99.1    Press Release issued by Bank of the Carolinas Corporation, dated September 29, 2014


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BANK OF THE CAROLINAS CORPORATION
By:   /s/ Stephen R. Talbert
  Stephen R. Talbert
  President and Chief Executive Officer

Dated: October 2, 2014


EXHIBIT INDEX

 

Exhibit
No.

  

Description of Exhibit

99.1    Press Release issued by Bank of the Carolinas Corporation, dated September 29, 2014