Attached files
| file | filename |
|---|---|
| EX-10.1 - EXHIBIT - CIFC Corp. | ex101-cifcdfrholdingsarwar.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
September 23, 2014 (September 22, 2014)
CIFC CORP.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
1-32551 | 20-2008622 | |
(Commission File Number) | (I.R.S. Employer Identification No.) | |
250 Park Avenue, 4th Floor | ||
New York, New York | 10177 | |
(Address of principal executive offices) | (Zip Code) | |
Registrant’s telephone number, including area code:
(212) 624-1200
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01. Entry into a Material Definitive Agreement.
On September 22, 2014, CIFC Corp. (the “Company”), in exchange for a cash payment of $200,000.00 from DFR Holdings, LLC (“DFR Holdings”), agreed to extend the expiration date of the warrant held by DFR Holdings to purchase 2,000,000 shares of the Company’s common stock from September 24, 2014 to September 24, 2015. The amended and restated warrant is filed herewith as Exhibit 10.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. | Description | |
10.1 | Amended and Restated Warrant to Purchase Common Stock of CIFC Corp. | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CIFC CORP. | ||
Date: September 23, 2014 | By: | /s/ ROBERT C. MILTON III |
Name: | Robert C. Milton III | |
Title: | General Counsel and Secretary | |
EXHIBIT INDEX
Exhibit No. | Description | |
10.1 | Amended and Restated Warrant to Purchase Common Stock of CIFC Corp. | |