Attached files

file filename
EX-99 - EXHIBIT 99.1 - SIGMA DESIGNS INCex99-1.htm



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

September 10, 2014

Date of Report (date of earliest event reported)

 


 

Sigma Designs, Inc.

(Exact name of Registrant as specified in its charter)

 

California

 

001-32207

 

94-2848099

(State or other jurisdiction of

 incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer
Identification Number)

 

1778 McCarthy Blvd

Milpitas, California 95035

(Address of principal executive offices)

 

(408) 262-9003

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



 
 

 

 

Item 2.02. Results of Operations and Financial Condition

 

The information contained in this Item 2.02 and in the accompanying exhibit shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended (the “Securities Act”), except as shall be expressly set forth by specific reference in such filing.

 

On September 10, 2014, Sigma Designs, Inc. (the “Company”) issued a press release announcing its results for the second fiscal quarter ended August 2, 2014 and intends to present additional information during a related conference call to be held on September 10, 2014. The press release and conference call contain forward-looking statements regarding the Company and include cautionary statements identifying important factors that could cause actual results to differ materially from those anticipated. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits

 

The information contained in this Item 9.01 and in the accompanying exhibit shall not be deemed filed for purposes of Section 18 of the Exchange Act or incorporated by reference in any filing under the Exchange Act or the Securities Act, except as shall be expressly set forth by specific reference in such filing.

 

 

(c)

Exhibits.

 

Exhibit

 

Description

   

99.1

 

Press Release issued by Sigma Designs, Inc. dated September 10, 2014.

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: September 10, 2014

 

SIGMA DESIGNS, INC.

     
 

By:  

/s/ Thinh Q. Tran

 
   

Thinh Q. Tran

President and Chief Executive Officer

(Principal Executive Officer)

 

 
 

 

 

EXHIBIT INDEX

 

Exhibit No.  Description
   

99.1

Press Release of Sigma Designs, Inc. dated as of September 10, 2014.