Attached files
| file | filename |
|---|---|
| EX-99.2 - EXHIBIT 99.2 - RCS Capital Corp | v388622_ex99-2.htm |
| EX-99.1 - EXHIBIT 99.1 - RCS Capital Corp | v388622_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 8, 2014
RCS Capital Corporation
(Exact name of registrant as specified in its charter)
| Delaware | 001-35924 | 38-3894716 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
| 405 Park Ave., 14th Floor New York, NY |
10022 | |
| (Address of principal executive offices) | (Zip Code) |
(866) 904-2988
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events.
Announcement of August 2014 Equity Sales
On September 8, 2014, RCS Capital Corporation (the “Company”) issued a press release announcing August 2014 equity sales, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1 and incorporated by reference herein.
Launch of “We Are Crowdfunding” Platform
On September 8, 2014, the Company issued a press release announcing the launch of the Company’s “We Are Crowdfunding” platform, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.2 and incorporated by reference herein .
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |
| 99.1 | Press Release, dated September 8, 2014 | |
| 99.2 | Press Release, dated September 8, 2014 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| RCS Capital Corporation | |||
| Date: September 8, 2014 | By: | /s/ William M. Kahane | |
| Name: | William M. Kahane | ||
| Title: | Chief Executive Officer and Director | ||