Attached files

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EXCEL - IDEA: XBRL DOCUMENT - Liquid Holdings Group, Inc.Financial_Report.xls
EX-31.2 - EXHIBIT 31.2 - Liquid Holdings Group, Inc.v385447_ex31-2.htm
EX-31.1 - EXHIBIT 31.1 - Liquid Holdings Group, Inc.v385447_ex31-1.htm
10-Q - FORM 10-Q - Liquid Holdings Group, Inc.v385447_10q.htm

 

Exhibit 32.1

Certification of Chief Executive Officer and Chief Financial Officer Pursuant to

18 U.S.C. Section 1350,

as Adopted Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002

 

Each of the undersigned officers of Liquid Holdings Group, Inc. (the “Company”) certifies, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that:

 

(1) The Quarterly Report on Form 10-Q of the Company for the quarter ended June 30, 2014 (the “Report”) fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and

 

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

 

Date: August 14, 2014

  /s/ Brian M. Storms
    Brian M. Storms
   

Chief Executive Officer and Director

(Principal Executive Officer)

 

 

Date: August 14, 2014

  /s/ Kenneth D. Shifrin
    Kenneth D. Shifrin
   

Chief Financial Officer

(Principal Financial and Accounting Officer)

 

A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff on request.

 

This certification accompanies this Quarterly Report on Form 10-Q pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed filed by the Company for purposes of Section18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Such certification will not be deemed to be incorporated by reference into any filings under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.