Attached files

file filename
EX-99 - EXHIBIT 99.2 - DETERMINE, INC.ex99-2.htm
EX-99 - EXHIBIT 99.3 - DETERMINE, INC.ex99-3.htm
EX-23 - EXHIBIT 23.1 - DETERMINE, INC.ex23-1.htm
EX-99 - EXHIBIT 99.1 - DETERMINE, INC.ex99-1.htm

SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549 

 

(Amendment No. 1)

 

FORM 8-K/A 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported): July 2, 2014

 

 

SELECTICA, INC. 

(Exact name of Company as specified in Charter)

 

 

Delaware
(State or other jurisdiction of
incorporation or organization)
 

 

000-29637
(Commission File No.)
 

 

77-0432030
(IRS Employee Identification No.)

 

2121 South El Camino Real

San Mateo, California 94403

(Address of Principal Executive Offices)

 

(650) 532-1500
(Issuer Telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following provisions (see General Instruction A.2 below).

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).

 

 

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13(e)-4(c))

  

 
 

 

 

Cautionary Note Regarding Forward-Looking Statements

 

The words “Selectica”, “we”, “our”, “ours”, “us”, and the “Company” refer to Selectica, Inc. This Current Report on Form 8-K/A contains “forward-looking statements” within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, (the “Exchange Act”). In addition, we may make other written and oral communications from time to time that contain such statements. Forward-looking statements include statements as to industry trends and future expectations of ours and other matters that do not relate strictly to historical facts. These statements are often identified by the use of words such as “may,” “will,” “expect,” “believe,” “anticipate,” “intend,” “could,” “estimate,” or “continue,” and similar expressions or variations. These statements are based on the beliefs and assumptions of our management based on information currently available to management. Such forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results and the timing of certain events to differ materially from future results expressed or implied by such forward-looking statements. Factors that could cause or contribute to such differences include, but are not limited to, those discussed under the heading “Risk Factors” in Item 1A of our Annual Report on Form 10-K and in our other Securities and Exchange Commission (the “SEC”) filings. Furthermore, such forward-looking statements speak only as of the date of this Current Report on Form 8-K/A. We undertake no obligation to update any forward-looking statements to reflect events or circumstances after the date of such statements. The following discussion should be read in conjunction with the financial statements and pro forma financial statements and the related notes filed with this Current Report on Form 8-K/A.

 

Explanatory Note

 

On July 3, 2014, the Company filed a Current Report on Form 8-K disclosing that the Company had completed its acquisition of Iasta.com, Inc. and Iasta Resources, Inc. (together, “Iasta”), effective July 2, 2014. The Company is filing this Amendment No. 1 on Form 8-K/A to amend the Current Report on Form 8-K referenced above to provide the financial statements of Iasta and the pro forma financial information giving effect to the acquisition as required by Items 9.01(a) and 9.01(b) of Form 8-K.

 

Item 9.01

Financial Statements and Exhibits.

 

(a)

Financial Statements of Businesses Acquired

 

The audited consolidated financial statements of Iasta for the years ended December 31, 2013 and December 31, 2012 are filed as Exhibit 99.1 to this Current Report on Form 8-K/A and are incorporated herein by reference.

 

The unaudited consolidated financial statements of Iasta for the quarters ended March 31, 2014 and March 31, 2013 are filed as Exhibit 99.2 to this Current Report on Form 8-K/A and are incorporated herein by reference.

 

The consent of Armanino LLP, an independent registered public accounting firm, is attached as Exhibit 23.1 to this Form 8-K/A.

 

(b)

Pro Forma Financial Information

 

The condensed combined unaudited pro forma financial statements of the Company and Iasta for the fiscal year ended March 31, 2014 giving effect to the acquisition of Iasta are filed as Exhibit 99.3 to this Current Report on Form 8-K/A and are incorporated herein by reference.

 

(d)

Exhibits

 

Exhibit

No.

 

Description

 

 

 

23.1

 

Consent of Independent Registered Public Accounting Firm – Armanino LLP.

     

99.1

 

Audited consolidated financial statements of Iasta for the fiscal years ended December 31, 2013 and December 31, 2012, and the notes related thereto.

     

99.2

 

Unaudited consolidated financial statements of Iasta for the quarters ended March 31, 2014 and March 31, 2013, and the notes related thereto.

     

99.3

 

Condensed combined unaudited pro forma financial statements of the Company and Iasta for the fiscal year ended March 31, 2014, and the notes related thereto.

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 7, 2014

 

 

SELECTICA, INC. 

 

 

 

 

 

 

 

 

 

 

By: 

/s/ Todd Spartz 

 

 

Name: Todd Spartz 

 

 

Title: Chief Financial Officer 

 

   

 
 

 

  

EXHIBIT INDEX

 

Exhibit

No.

 

Description

 

 

 

23.1

 

Consent of Independent Registered Public Accounting Firm – Armanino LLP.

     

99.1

 

Audited consolidated financial statements of Iasta for the fiscal years ended December 31, 2013 and December 31, 2012, and the notes related thereto.

     

99.2

 

Unaudited consolidated financial statements of Iasta for the quarters ended March 31, 2014 and March 31, 2013, and the notes related thereto.

     

99.3

 

Condensed combined unaudited pro forma financial statements of the Company and Iasta for the fiscal year ended March 31, 2014, and the notes related thereto.