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EX-99 - EXHIBIT 99 - PIPER JAFFRAY COMPANIESa2014q2ex99earningspressre.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 _________________________________
FORM 8-K
 _________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
July 24, 2014
 
 
 
Date of report (Date of earliest event reported)
 
_________________________________ 
 
 
PIPER JAFFRAY COMPANIES
 
 
 
(Exact Name of Registrant as Specified in its Charter)
 
_________________________________ 
 
Delaware
 
 
1-31720
 
 
30-0168701
 
 
(State of Incorporation)
 
 
(Commission File Number)
 
 
(I.R.S. Employer Identification No.)
 
 
 
 
 
 
 
 
 
 
 
800 Nicollet Mall, Suite 1000
 
 
 
 
 
 
 
 
Minneapolis, Minnesota
 
 
 
 
 
55402
 
 
(Address of Principal Executive Offices)
 
 
 
 
 
(Zip Code)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(612) 303-6000
 
 
 
 
 
 
(Registrant’s Telephone Number, Including Area Code)
 
 
 _________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 





Item 2.02. Results of Operations and Financial Condition.

On July 24, 2014, Piper Jaffray Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2014. See the Company's press release dated July 24, 2014, which is furnished as Exhibit 99 hereto.
 
Item 9.01. Financial Statements and Exhibits.

(d)
Exhibit

99    Press Release dated July 24, 2014






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
PIPER JAFFRAY COMPANIES
 
 
 
 
 
Date:
July 24, 2014
 
By
/s/ Debbra L. Schoneman
 
 
 
 
Debbra L. Schoneman
 
 
 
 
Chief Financial Officer







EXHIBIT INDEX
No.
  
Description
 
Manner of Filing
 
 
 
 
 
99
  
Press Release dated July 24, 2014
 
Filed Electronically