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EX-99.1 - EXHIBIT 99.1 - NORTHWEST BIOTHERAPEUTICS INCv384421_ex99-1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 16, 2014

 

 

  NORTHWEST BIOTHERAPEUTICS, INC.  
  (Exact name of registrant as specified in its charter)  

 

 

Delaware 0-33393 94-3306718
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer ID Number)

 

 

4800 Montgomery Lane, Suite 800, Bethesda, Maryland 20814
(Address of principal executive offices) (Zip Code)

 

 

Registrant’s telephone number, including area code (240) 497-9024

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 
 

 

Item 8.01. Other Events.

 

On July 16, 2014, Northwest Biotherapeutics, Inc. issued a press release reporting that the Phase I portion of the Company's Phase I/II DCVax-Direct clinical trial has completed its 36-patient target recruitment, and the Company is now underway with preparations for the Phase II portion of this trial, as well as expansion of DCVax-Direct manufacturing. 

 

Item 9.01. Financial Statements and Exhibits.

 

(d)Exhibits

 

  Exhibit No. Description
     
  99.1 Press Release of Northwest Biotherapeutics, Inc. dated July 16, 2014.

 

 

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  NORTHWEST BIOTHERAPEUTICS, INC.
   
   
Date: July 22, 2014 /s/ Linda Powers    
  Linda Powers, Chief Executive Officer and Chairman