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EX-99.1 - EXHIBIT 99.1 6-30-14 8K - TIPTREE INC.exhibit9916-30x148k.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

  
 
FORM 8-K
 
 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 30, 2014 (June 30, 2014)
 
 
 
TIPTREE FINANCIAL INC.
(Exact Name of Registrant as Specified in Charter)
 
 
 
 
 
 
 
 
 
 
Maryland
 
001-33549
 
38-3754322
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
 
 
780 Third Avenue, 21st Floor
New York, New York
 
10017
(Address of Principal Executive Offices)
 
(Zip Code)
Registrant’s telephone number, including area code: (212) 446-1400
(Former name or former address, if changed since last report)
 
  
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 8.01
Other Events

On June 30, 2014, Tiptree Financial Partners, L.P. (“TFP”) informed its limited partners that TFP is delaying the redemptions into Class A common stock of Tiptree Financial Inc. (“Tiptree”) that were expected to occur beginning on July 1, 2014. A copy of the communication is attached as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference.
Item 9.01
Financial Statements and Exhibits
(d) List of Exhibits:
99.1 TFP communication dated June 30, 2014.






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
TIPTREE FINANCIAL INC.
 
 
 
Date: June 30, 2014
By:
/s/ Geoffrey Kauffman
 
 
Name: Geoffrey Kauffman
 
 
Title: President and Chief Executive Officer