UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 18, 2014
PERNIX THERAPEUTICS HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
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Maryland
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001-14494
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33-0724736
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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10 North Park Place, Suite 201
Morristown, NJ
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07960
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (800) 793-2145
__________________________________________________________________
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07 Submission of Matters to a Vote of Security Holders
The annual meeting of stockholders of Pernix Therapeutics Holdings, Inc. (the “Company”) was held on June 18, 2014. At the annual meeting, our stockholders (i) elected each nominee to serve as a Company director until the next annual meeting of stockholders, (ii) approved, the Company’s Amended and Restated 2009 Stock Incentive Plan, as amended, (iii) approved, on an advisory basis, the Company’s executive compensation and (iv) ratified the selection of Cherry Bekaert LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014.
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Nominee
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Number of Votes For
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Number of Votes Withheld
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Douglas L. Drysdale
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27,791,156
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12,484
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Steven A. Elms
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23,654,928
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4,148,712
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Tasos G. Konidaris
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27,750,330
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53,310
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John A. Sedor
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27,750,843
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52,797
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The final voting tabulation for the Approval of the Company’s Amended and Restated 2009 Stock Incentive Plan, as amended, was as follows:
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Proposal
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Number of Votes For
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Number of Votes Against
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Abstentions
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Approval of Amended and Restated 2009 Stock Incentive Plan, as amended
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21,556,767
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6,242,614
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4,259
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The final voting tabulation for the approval, on an advisory basis, of the Company’s executive compensation was as follows:
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Proposal
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Number of Votes For
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Number of Votes Against
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Abstentions
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Approval, on an advisory basis, the Company’s executive compensation
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24,375,043
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3,423,325
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5,272
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The final voting tabulation for the ratification of the independent registered public accounting firm was as follows:
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Proposal
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Number of Votes For
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Number of Votes Against
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Abstentions
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Ratification of Cherry Bekaert LLP
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24,421,836
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3,367,126
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14,678
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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PERNIX THERAPEUTICS HOLDINGS, INC.
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Dated: June 19, 2014
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By:
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/s/ Tracy S. Clifford
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Tracy S. Clifford
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Principal Accounting Officer
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