UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 10, 2014
Enstar Group Limited
(Exact name of registrant as specified in its charter)
| Bermuda |
001-33289 |
N/A | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| P.O. Box HM 2267, Windsor Place, 3rd Floor |
N/A | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (441) 292-3645
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
(a) On June 10, 2014, the Company held its 2014 Annual General Meeting (the “Annual Meeting”).
(b) At the Annual Meeting, the shareholders voted on the following five proposals and cast their votes as described below.
1. Proposal No. 1: Election of Class II Director. The individual listed below was elected to serve a term expiring at the annual general meeting of shareholders in 2017.
| Director | For | Against | Abstain | Broker Non-Votes | ||||
| James D. Carey |
11,697,059 | 1,212,200 | 3,935 | 1,489,864 |
2. Proposal No. 2: Amendment of the Company’s Bye-laws to Create an Additional Series of Non-Voting Common Shares. This proposal was approved.
| For | Against | Abstain | Broker Non-Votes | |||
| 12,695,019 |
194,803 | 23,372 | 1,489,864 |
3. Proposal No. 3: Advisory vote to approve executive compensation. This proposal was approved.
| For | Against | Abstain | Broker Non-Votes | |||
| 11,455,617 |
1,441,412 | 16,165 | 1,489,864 |
4. Proposal No. 4: Ratification of the selection of KPMG Audit Limited to act as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014 and authorization of the Board of Directors, acting through the Audit Committee, to approve the fees for the independent registered public accounting firm. This proposal was approved.
| For | Against | Abstain | Broker Non-Votes | |||
| 14,347,283 |
48,152 | 7,623 | 0 |
5. Proposal No. 5: Election of subsidiary directors identified in Proposal No. 5 of the Company’s Proxy Statement. All of the individual subsidiary director nominees listed below received the same total number of votes; these vote totals are provided in the table that follows. The Company’s Board of Directors will cause its corporate representative or proxy to vote the shares it holds in its subsidiaries in the same proportion as the votes received at this Annual Meeting.
| For | Against | Abstain | Broker Non-Votes | |||
| 12,872,363 |
16,455 | 24,376 | 1,489,864 |
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Subsidiary Director Nominees:
| 5.1 AG Australia Holdings Limited Richard J. Harris Nicholas A. Packer Steven Given Sandra O’Sullivan Nicholas Hall
5.2 Alopuc Ltd. Derek Reid C. Paul Thomas Alan Turner Theo Wilkes
5.3 Arden Reinsurance Limited Adrian C. Kimberley David Rocke Paul J. O’Shea Richard J. Harris Nicholas A. Packer
5.4 Atrium Underwriting Group Ltd. Steven Cook Richard Harries James Lee Gordon Hamilton Nicholas A. Packer Paul J. O’Shea Richard J. Harris John Shettle Scott Moser
|
5.5 Atrium Risk Management Services (Washington) Ltd. Richard Harries James Lee Lee Greenway Peter Hargrave
5.6 Atrium Risk Management Services (British Columbia) Ltd. Richard Harries James Lee Lee Greenway Peter Hargrave
5.7 Atrium Insurance Agency (Asia) PTE Steven Cook Richard Harries James Lee Mark Hollingworth Peter Hargrave
5.8 Atrium 5 Ltd. Steven Cook Richard Harries James Lee
5.9 Atrium Insurance Agency Ltd. Steven Cook Richard Harries James Lee David Wade |
5.10 Atrium Group Services Ltd. Steven Cook Richard Harries James Lee
5.11 Atrium Underwriters Ltd. Steven Cook Richard Harries James Lee Gordon Hamilton Nicholas A. Packer Paul J. O’Shea Andrew Elliott Scott Moser Kirsty Steward Andrew Winyard Toby Drysdale Samit Shah James Cox
5.12 Atrium Underwritings Holdings Ltd. Steven Cook Richard Harries James Lee
5.13 Atrium 1 Ltd. Steven Cook Richard Harries James Lee |
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| 5.14 Atrium 2 Ltd. Steven Cook Richard Harries James Lee
5.15 Atrium 3 Ltd. Steven Cook Richard Harries James Lee
5.16 Atrium 4 Ltd. Steven Cook Richard Harries James Lee
5.17 Atrium 6 Ltd. Steven Cook Richard Harries James Lee
5.18 Atrium 7 Ltd. Steven Cook Richard Harries James Lee
5.19 Atrium 8 Ltd. Steven Cook Richard Harries James Lee
5.20 Atrium 9 Ltd. Steven Cook Richard Harries James Lee
5.21 Atrium 10 Ltd. Steven Cook Richard Harries James Lee
5.22 Bantry Holdings Ltd. Adrian C. Kimberley Duncan M. Scott David Rocke
5.23 Bayshore Holdings Ltd. Richard J. Harris Paul J. O’Shea Nicholas A. Packer Darran Baird James Carey
5.24 B.H. Acquisition Limited Richard J. Harris Paul J. O’Shea David Rocke Adrian C. Kimberley |
5.25 Blackrock Holdings Ltd. Adrian C. Kimberley Duncan M. Scott David Rocke
5.26 Bosworth Run-off Limited Alan Turner Ludovic de Belleval C. Paul Thomas Brian J. Walker Theo Wilkes
5.27 Brampton Insurance Company Limited Max Lewis C. Paul Thomas Alan Turner Steve Western Theo Wilkes
5.28 Brittany Insurance Company Ltd. Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Duncan M. Scott
5.29 Capital Assurance Company, Inc. Robert Redpath Andrea Giannetta James Grajewski Steven Given Thomas Nichols
5.30 Capital Assurance Services, Inc. Andrea Giannetta James Grajewski Steven Given Thomas Nichols
5.31 Castlewood Limited Adrian C. Kimberley Duncan M. Scott Elizabeth DaSilva
5.32 Cavell Holdings Limited C. Paul Thomas Alan Turner Theo Wilkes
|
5.33 Cavell Insurance Company Limited Steve Western C. Paul Thomas Alan Turner Theo Wilkes
5.34 Chatsworth Limited Richard J. Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva Orla Gregory
5.35 Claremont Liability Insurance Company Robert Redpath Joseph Follis Andrea Giannetta Steven Given Donald Woellner James Grajewski Thomas Nichols
5.36 Clarendon America Insurance Company Joseph Follis Steven Given Thomas Nichols Robert Redpath Michael Sheehan Kathleen Barker
5.37 Clarendon Holdings, Inc. Kathleen Barker Steven Given Thomas Nichols
5.38 Clarendon National Insurance Company Joseph Follis Steven Given Thomas Nichols Robert Redpath Michael Sheehan Kathleen Barker
5.39 CLIC Holdings, Inc. Cheryl D. Davis Steven Given Thomas Nichols
|
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| 5.40 Comox Holdings Ltd. Ludovic de Belleval Richard J. Harris Adrian C. Kimberley David Rocke Yoshinori Yokoo
5.41 Constellation Reinsurance Company Robert Redpath Thomas J. Balkan Joseph Follis Andrea Giannetta Mark A. Kern Raymond Rizzi Teresa Reali James Grajewski Jay Banskota Richard C. Ryan Thomas Nichols Steven Given Kathleen Barker
5.42 The Copenhagen Reinsurance Company (UK) Limited Alan Turner C. Paul Thomas Steve Western Theo Wilkes
5.43 Courtenay Holdings Ltd. Richard J. Harris David Rocke Adrian C. Kimberley
5.44 Cranmore (UK) Limited Phillip Cooper David Ellis Shaun Holden C. Paul Thomas Steven Norrington Alan Turner Mark Wood
5.45 Cranmore (Australia) Pty Limited Sandra O’Sullivan Nicholas Hall Steven Norrington
5.46 Cranmore (Asia) Limited David Rocke Adrian C. Kimberley Duncan M. Scott Elizabeth DaSilva |
5.47 Cranmore Asia (Pte) Limited Ian Belcher Goh Mei Xuan Michelle Steven Norrington Sandra O’Sullivan
5.48 Cranmore (Bermuda) Limited Adrian C. Kimberley Duncan M. Scott David Rocke Elizabeth DaSilva
5.49 Cranmore (US) Inc. Cheryl D. Davis Steven Given Thomas Nichols Steven Norrington
5.50 Cumberland Holdings Ltd. Adrian C. Kimberley Richard J. Harris Paul J. O’Shea David Rocke
5.51 DLCM No. 1 Limited C. Paul Thomas Alan Turner Theo Wilkes
5.52 DLCM No. 2 Limited C. Paul Thomas Alan Turner Theo Wilkes
5.53 DLCM No. 3 Limited C. Paul Thomas Alan Turner Theo Wilkes
5.54 Eastshore Holdings Ltd. Elizabeth DaSilva Richard J. Harris Adrian C. Kimberley Duncan M. Scott David Rocke
5.55 Electricity Producers Insurance Company (Bda) Limited Paul J. O’Shea Adrian C. Kimberley David Rocke Richard J. Harris Orla Gregory Duncan M. Scott |
5.56 Enstar (EU) Finance Limited C. Paul Thomas Alan Turner Theo Wilkes Shaun Holden
5.57 Enstar (EU) Holdings Limited David Hackett C. Paul Thomas Alan Turner Shaun Holden
5.58 Enstar (EU) Limited David Atkins David Grisley David Hackett Michael Lynagh Derek Reid C. Paul Thomas Alan Turner Shaun Holden
5.59 Enstar Acquisitions Limited C. Paul Thomas Alan Turner Theo Wilkes
5.60 Enstar Australia Holdings Pty Ltd. Gary Potts Jann Skinner Bruce Bollom Richard J. Harris Nicholas A. Packer
5.61 Enstar Australia Limited Nicholas A. Packer Nicholas Hall Sandra O’Sullivan
5.62 Enstar Brokers Limited Richard J. Harris Elizabeth DaSilva Adrian C. Kimberley David Rocke Paul J. O’Shea
5.63 Enstar Financial Services Inc. Cheryl D. Davis Thomas Nichols |
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| 5.64 Enstar Financing Limited Elizabeth DaSilva Adrian C. Kimberley Richard J. Harris Duncan M. Scott
5.65 Enstar Group Operations Inc. Cheryl D. Davis Thomas Nichols
5.66 Enstar Holdings (US) Inc. Cheryl D. Davis Steven Given Robert V. Deutsch Thomas Nichols
5.67 Enstar Insurance Management Services Ireland Limited Nicholas A. Packer Orla Gregory Richard J. Harris Kieran Hayes
5.68 Enstar Investment Management Ltd. Richard J. Harris Adrian C. Kimberley Roger Thompson Lothar Crofton
5.69 Enstar Investments Inc. Cheryl D. Davis Steven Given Thomas Nichols
5.70 Enstar Limited Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva
5.71 Enstar New York, Inc. Cheryl D. Davis Steven Given Thomas Nichols
5.72 Enstar (US) Inc. Robert Redpath Paul Brockman Cheryl D. Davis Steven Given Thomas Nichols |
5.73 Enstar Life (US), Inc. Richard J. Harris Kieran Hayes John Moran Gareth Nokes
5.74 Enstar USA Inc. Thomas Nichols Cheryl D. Davis
5.75 Fieldmill Insurance Company Limited Steve Western C. Paul Thomas Alan Turner Theo Wilkes
5.76 Fitzwilliam Insurance Limited Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Nicholas A. Packer
5.77 Flatts Limited C. Paul Thomas Alan Turner Theo Wilkes
5.78 Gordian Runoff Limited Gary Potts Jann Skinner Bruce Bollom Richard J. Harris Nicholas A. Packer
5.79 Goshawk Dedicated Limited C. Paul Thomas Alan Turner Theo Wilkes
5.80 Goshawk Holdings (Bermuda) Limited Adrian C. Kimberley Orla Gregory David Rocke Richard J. Harris
5.81 Goshawk Insurance Holdings Limited C. Paul Thomas Alan Turner Theo Wilkes |
5.82 Harper Holdings SARL Nicholas A. Packer John Cassin
5.83 Harper Insurance Limited Michael H.P. Handler Stefan Wehrenberg Dr. Florian von Meiss Richard J. Harris Andreas K. Iselin Nicholas A. Packer
5.84 Harrington Sound Limited Richard J. Harris Nicholas A. Packer Nicholas Hall Sandra O’Sullivan
5.85 Hillcot Holdings Ltd. Paul J. O’Shea Adrian C. Kimberley Richard J. Harris
5.86 Hillcot Re Limited Steve Western C. Paul Thomas Alan Turner Theo Wilkes
5.87 Hillcot Underwriting Management Limited C. Paul Thomas Alan Turner Theo Wilkes
5.88 Hove Holdings Limited Richard J. Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva
5.89 Hudson Reinsurance Company Limited Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Duncan M. Scott
5.90 Inter-Ocean Holdings Ltd. Adrian C. Kimberley Duncan M. Scott Richard J. Harris Orla Gregory |
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| 5.91 Inter-Ocean Reinsurance Company Ltd. Adrian C. Kimberley Duncan M. Scott Richard J. Harris Paul J. O’Shea Orla Gregory
5.92 Inter-Ocean Reinsurance (Ireland) Ltd. Richard J. Harris Orla Gregory Kevin O’Connor
5.93 Kenmare Holdings Ltd. Richard J. Harris Paul J. O’Shea Adrian C. Kimberley Dominic F. Silvester David Rocke Nicholas A. Packer
5.94 Kinsale Brokers Limited C. Paul Thomas Alan Turner Shaun Holden Kenny McManus
5.95 Knapton Holdings Limited C. Paul Thomas Alan Turner Theo Wilkes
5.96 Knapton Insurance Limited Jeremy Riley C. Paul Thomas Alan Turner Brian J. Walker Theo Wilkes
5.97 Laguna Life Holdings Ltd. Richard J. Harris Adrian C. Kimberley Paul J. O’Shea David Rocke
5.98 Laguna Life Holdings SARL Nicholas A. Packer John Cassin |
5.99 Laguna Life Limited Orla Gregory Paul J. O’Shea Kieran Hayes David Allen Alastair Nicoll
5.100 Longmynd Insurance Company Limited Steve Western C. Paul Thomas Alan Turner Theo Wilkes
5.101 Marlon Insurance Company Limited C. Paul Thomas Alan Turner Steve Western Theo Wilkes
5.102 Mercantile Indemnity Company Limited C. Paul Thomas Alan Turner Brian J. Walker Theo Wilkes
5.103 Nordic Run-Off Limited C. Paul Thomas Alan Turner Theo Wilkes
5.104 New Castle Reinsurance Company Ltd. Richard J. Harris Adrian C. Kimberley Paul J. O’Shea David Rocke
5.105 Northshore Holdings Limited Richard J. Harris Paul J. O’Shea Nicholas A. Packer Darran Baird James Carey
5.106 Oceania Holdings Ltd. Richard J. Harris Adrian C. Kimberley David Rocke |
5.107 Overseas Reinsurance Corporation Limited Adrian C. Kimberley Paul J. O’Shea Richard J. Harris David Rocke
5.108 Pavonia Holdings (US), Inc. Kieran Hayes Robert Redpath Orla Gregory Richard J. Harris John Moran
5.109 Pavonia Life Insurance Company of Delaware Kieran Hayes Robert Redpath Orla Gregory Richard J. Harris John Moran
5.110 Pavonia Life Insurance Company of Arizona Kieran Hayes Robert Redpath Orla Gregory Richard J. Harris John Moran
5.111 Pavonia Life Insurance Company of Michigan Kieran Hayes Robert Redpath Orla Gregory Richard J. Harris John Moran Francis Ortiz
5.112 Pavonia Life Insurance Company of New York Kieran Hayes Robert Redpath Orla Gregory Richard J. Harris John Moran William Latza Philip Toohey Daniel O’Brien
5.113 Paladin Managed Care Services, Inc. Thomas Nichols Steven Given Steven Norrington |
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| 5.114 PointSure Insurance Services, Inc. Thomas Nichols Steven Given Steven Norrington
5.115 Paget Holdings GmbH Limited David Rocke Elizabeth DaSilva Duncan M. Scott Adrian C. Kimberley
5.116 Providence Washington Insurance Company Joseph Follis Donald Woellner Steven Given Thomas Nichols Robert Redpath
5.117 PWAC Holdings Inc. Cheryl D. Davis Steven Given Thomas Nichols
5.118 PW Acquisition Co. Donald Woellner Steven Given Thomas Nichols
5.119 Regis Agencies Limited C. Paul Thomas Alan Turner Theo Wilkes
5.120 Revir Limited Richard J. Harris Elizabeth DaSilva Adrian C. Kimberley David Rocke
5.121 River Thames Insurance Company Limited Max Lewis Steve Western C. Paul Thomas Alan Turner Theo Wilkes
5.122 Rombalds Limited C. Paul Thomas Alan Turner Theo Wilkes |
5.123 Rosemont Reinsurance Ltd. Paul J. O’Shea Orla Gregory Richard J. Harris Adrian C. Kimberley David Rocke
5.124 Royston Holdings Ltd. Adrian C. Kimberley Richard J. Harris David Rocke Duncan M. Scott
5.125 Royston Run-off Limited C. Paul Thomas Alan Turner Theo Wilkes
5.126 Seaton Insurance Company Joseph Follis Andrea Giannetta Steven Given Thomas Nichols Teresa Reali
5.127 SGL No. 1 Limited Richard J. Harris Paul Carruthers Gareth Nokes
5.128 SGL No. 3 Limited Richard J. Harris
5.129 SeaBright Insurance Company Steven Given Thomas Nichols Michael Sheehan Robert Redpath David Calandro John A. Dore Nicholas Godellas Richard Seelinger Ian Millar
5.130 SeaBright Holdings, Inc. Steven Given Thomas Nichols Robert Redpath |
5.131 Shelbourne Group Limited Richard J. Harris Philip Martin Paul J. O’Shea Nicholas A. Packer Gareth Nokes
5.132 Shelbourne Syndicate Services Limited Norman Bernard Paul Carruthers Andrew Elliot Ewen Gilmour Richard J. Harris Philip Martin Paul J. O’Shea Nicholas A. Packer Darren S. Truman Gareth Nokes Dominic Sharp Gary Griffiths
5.133 Shelly Bay Holdings Limited Nicholas A. Packer Richard J. Harris Sandra O’Sullivan Nicholas Hall
5.134 Simcoe Holdings Ltd. Richard J. Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva
5.135 Sun Gulf Holdings, Inc. Cheryl D. Davis Steven Given Thomas Nichols
5.136 Sundown Holdings Limited Adrian C. Kimberley David Rocke Richard J. Harris
5.137 Unionamerica Acquisition Company Limited C. Paul Thomas Alan Turner Theo Wilkes |
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5.138 Unionamerica Holdings Limited C. Paul Thomas Alan Turner Theo Wilkes
5.139 Unionamerica Insurance Company Limited Jeremy Riley C. Paul Thomas Alan Turner Paul Carruthers Theo Wilkes |
5.140 Unione Italiana (UK) Reinsurance Company Limited Steve Western C. Paul Thomas Alan Turner Theo Wilkes
5.141 Virginia Holdings Ltd. Richard J. Harris Adrian C. Kimberley David Rocke
5.142 Veranda Holdings Ltd. Richard J. Harris Paul J. O’Shea Nicholas A. Packer Darran Baird James Carey |
5.143 Westshore Holdings Ltd. Elizabeth DaSilva Richard J. Harris Duncan M. Scott Adrian C. Kimberley David Rocke
5.144 York Insurance Company Joseph Follis Donald Woellner Steven Given Thomas Nichols Robert Redpath
5.145 609 Capital Limited Steven Cook Richard Harries James Lee |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ENSTAR GROUP LIMITED | ||||||
| Date: June 13, 2014 | By: | /s/ Richard J. Harris | ||||
| Richard J. Harris | ||||||
| Chief Financial Officer | ||||||