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EX-99.1 - EX-99.1 - Auspex Pharmaceuticals, Inc.d742401dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

June 13, 2014

Date of Report (Date of earliest event reported)

 

 

Auspex Pharmaceuticals, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-36292   95-4862842
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

3366 N. Torrey Pines Court, Suite 225

San Diego, CA

 
92037
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (858) 558-2400

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02        Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b)    On June 13, 2014, at the request of Andreas Sommer, Ph.D., we entered into an amendment to his employment agreement pursuant to which he has transitioned from the position of Chief Scientific Officer of Auspex to that of Vice President, Research. In his new position, Dr. Sommer will report to Samuel Saks, M.D., our Chief Development Officer, and will continue to work for Auspex on a full-time basis. A copy of the employment agreement amendment is attached hereto as Exhibit 99.1 and incorporated herein by reference.

Item 9.01        Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.

  

Description

99.1    Employment Agreement Amendment dated June 13, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Auspex Pharmaceuticals, Inc.

Dated: June 13, 2014

 
  By:   /s/ Pratik Shah
   

 

    Pratik Shah, Ph.D.
    President and Chief Executive Officer


INDEX TO EXHIBITS

 

Exhibit No.

  

Description

99.1    Employment Agreement Amendment dated June 13, 2014.